NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 06/30/2014

Position Statistics

Total Positions 189
New Positions 25
Increased Positions 84
Decreased Positions 96
Positions with Activity 180
Sold Out Positions 12
Total Mkt Value (in $ millions) 9,635

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.84%
Capital Goods 5.69%
Conglomerates 0.03%
Consumer Cyclical 5.28%
Consumer/Non-Cyclical 2.65%
Energy 12.79%
Financial 28.45%
Healthcare 7.38%
Services 14.03%
Technology 16.84%
Transportation 1.58%
Utilities 1.24%

25 New Positions as of 06/30/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ABBVIE INC COM 4,845 4,845 New 83,878
ABENGOA YIELD PLC ORD SHS 476 476 New 13,375
ACTUANT CORP CL A NEW 4,796 4,796 New 157,153
ADVISORSHARES TR TRIMTABS FLT 4,328 4,328 New 83,575
ALLIANCEBERNSTEIN GBL HGH INCM COM 1,537 1,537 New 113,000
APOLLO GLOBAL MGMT LLC CL A SHS 800 800 New 33,550
ARES DYNAMIC CR ALLOCATION FD COM 3,590 3,590 New 210,705
CAMBRIA ETF TR SHSHLD YIELD ETF 4,198 4,198 New 138,725
COMPASS DIVERSIFIED HOLDINGS SH BEN INT 899 899 New 51,347
CRESTWOOD MIDSTREAM PARTNERS L UNIT LTD PARTNER 938 938 New 41,375
HANNON ARMSTRONG SUST INFR CAP COM 3,011 3,011 New 217,877
IMPAX LABORATORIES INC COM 23,351 23,351 New 984,841
INTERNATIONAL GAME TECHNOLOGY COM 15,460 15,460 New 916,416
ISHARES U.S. PFD STK ETF 1,352 1,352 New 34,200
ISHARES TR RUS 1000 VAL ETF 1,617 1,617 New 16,155
KEY ENERGY SVCS INC COM 26,183 26,183 New 5,409,811
LACLEDE GROUP INC COM 20,706 20,706 New 446,243
LINNCO LLC COMSHS LTD INT 6,158 6,158 New 212,700
MATERION CORP COM 5,957 5,957 New 194,240
MITEL NETWORKS CORP COM 26,204 26,204 New 2,863,794