NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 03/31/2014

Position Statistics

Total Positions 180
New Positions 16
Increased Positions 83
Decreased Positions 88
Positions with Activity 171
Sold Out Positions 17
Total Mkt Value (in $ millions) 11,835

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.5%
Capital Goods 4.81%
Conglomerates
Consumer Cyclical 5.86%
Consumer/Non-Cyclical 2.5%
Energy 14.42%
Financial 28.06%
Healthcare 8.16%
Services 14.33%
Technology 14.5%
Transportation 1.65%
Utilities 1.03%

16 New Positions as of 03/31/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ARLINGTON ASSET INVT CORP CL A NEW 5,177 5,177 New 195,648
COMSTOCK RES INC COM NEW 38,019 38,019 New 1,497,384
ENDURANCE SPECIALTY HLDGS LTD SHS 270 270 New 5,000
ENERGY TRANSFER EQUITY L P COM UT LTD PTN 1,949 1,949 New 32,600
EXPRESS INC COM 32,136 32,136 New 1,980,052
HERCULES TECH GROWTH CAP INC COM 1,157 1,157 New 69,200
ING GROEP N V SPONSORED ADR 4,849 4,849 New 360,797
ISHARES TR CORE AGGREBD ETF 492 492 New 4,500
JDS UNIPHASE CORP COM PAR $0.001 9,518 9,518 New 803,178
NAVIOS MARITIME HLDGS INC SPN ADR RP PFD G 691 691 New 27,100
OXFORD LANE CAP CORP COM 528 528 New 31,862
PENNANTPARK FLOATING RATE CAP COM 4,517 4,517 New 324,492
SELECTIVE INS GROUP INC COM 2,831 2,831 New 121,500
TARGET CORP COM 120,290 120,290 New 1,991,889
TAUBMAN CTRS INC PFD SER K 908 908 New 37,000
TRIPLEPOINT VENTR GRW BDC CORP COM 3,867 3,867 New 248,196