NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 03/31/2014

Position Statistics

Total Positions 180
New Positions 16
Increased Positions 83
Decreased Positions 88
Positions with Activity 171
Sold Out Positions 17
Total Mkt Value (in $ millions) 11,844

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.5%
Capital Goods 4.85%
Conglomerates
Consumer Cyclical 6.07%
Consumer/Non-Cyclical 2.63%
Energy 14.27%
Financial 28.11%
Healthcare 8.2%
Services 13.81%
Technology 14.57%
Transportation 1.64%
Utilities 1.17%

16 New Positions as of 03/31/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ARLINGTON ASSET INVT CORP CL A NEW 5,226 5,226 New 195,648
EXPRESS INC COM 32,394 32,394 New 1,980,052
HERCULES TECH GROWTH CAP INC COM 1,138 1,138 New 69,200
OXFORD LANE CAP CORP COM 538 538 New 31,862
PENNANTPARK FLOATING RATE CAP COM 4,624 4,624 New 324,492
SELECTIVE INS GROUP INC COM 2,982 2,982 New 121,500
TARGET CORP COM 119,613 119,613 New 1,991,889
TRIPLEPOINT VENTR GRW BDC CORP COM 3,961 3,961 New 248,196
COMSTOCK RES INC COM NEW 41,537 41,537 New 1,497,384
JDS UNIPHASE CORP COM PAR $0.001 9,759 9,759 New 803,178
ENERGY TRANSFER EQUITY L P COM UT LTD PTN 1,863 1,863 New 32,600
ISHARES CORE TOTUSBD ETF 490 490 New 4,500
TAUBMAN CTRS INC PFD SER K 905 905 New 37,000
ENDURANCE SPECIALTY HLDGS LTD SHS 261 261 New 5,000
NAVIOS MARITIME HLDGS INC SPN ADR RP PFD G 689 689 New 27,100
ING GROEP N V SPONSORED ADR 5,037 5,037 New 360,797


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