NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 06/30/2014

Position Statistics

Total Positions 188
New Positions 25
Increased Positions 83
Decreased Positions 96
Positions with Activity 179
Sold Out Positions 12
Total Mkt Value (in $ millions) 9,965

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.22%
Capital Goods 5.73%
Conglomerates 0.03%
Consumer Cyclical 5.69%
Consumer/Non-Cyclical 2.73%
Energy 13.75%
Financial 27.67%
Healthcare 6.98%
Services 13.7%
Technology 16.58%
Transportation 1.51%
Utilities 1.21%

25 New Positions as of 06/30/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ACTUANT CORP CL A NEW 5,287 5,287 New 157,153
APOLLO GLOBAL MGMT LLC CL A SHS 815 815 New 33,550
ABBVIE INC COM 4,664 4,664 New 83,878
ALLIANCEBERNSTEIN GBL HGH INCM COM 1,570 1,570 New 113,000
ARES DYNAMIC CR ALLOCATION FD COM 3,729 3,729 New 210,705
HANNON ARMSTRONG SUST INFR CAP COM 3,129 3,129 New 217,877
IMPAX LABORATORIES INC COM 24,276 24,276 New 984,841
INTERNATIONAL GAME TECHNOLOGY COM 15,304 15,304 New 916,416
KEY ENERGY SVCS INC COM 33,108 33,108 New 5,409,811
LACLEDE GROUP INC COM 21,919 21,919 New 446,243
MATERION CORP COM 6,260 6,260 New 194,240
MITEL NETWORKS CORP COM 28,752 28,752 New 2,863,794
NEW RESIDENTIAL INVT CORP COM 2,570 2,570 New 411,125
RAMBUS INC DEL COM 21,605 21,605 New 1,775,289
STONERIDGE INC COM 17,410 17,410 New 1,409,698
LINNCO LLC COMSHS LTD INT 6,655 6,655 New 212,700
POWERSHARES ETF TRUST DYNA BUYBK ACH 4,392 4,392 New 95,825
ABENGOA YIELD PLC ORD SHS 521 521 New 13,375
ISHARES TR RUS 1000 VAL ETF 1,653 1,653 New 16,155
COMPASS DIVERSIFIED HOLDINGS SH BEN INT 937 937 New 51,347