NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 12/31/2014

Position Statistics

Total Positions 201
New Positions 23
Increased Positions 82
Decreased Positions 119
Positions with Activity 201
Sold Out Positions 31
Total Mkt Value (in $ millions) 8,531

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.5%
Capital Goods 6.7%
Conglomerates 0.09%
Consumer Cyclical 5.25%
Consumer/Non-Cyclical 2.53%
Energy 7.58%
Financial 26.63%
Healthcare 8.3%
Services 13.33%
Technology 18.72%
Transportation 2.37%
Utilities 2.11%

23 New Positions as of 12/31/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
COPA HOLDINGS SA CL A 44,644 44,644 New 404,020
ALLY FINL INC COM 1,463 1,463 New 66,500
MONSANTO CO NEW COM 3,272 3,272 New 27,625
PARAMOUNT GROUP INC COM 15,316 15,316 New 834,658
PINNACLE WEST CAP CORP COM 18,429 18,429 New 304,715
PREFERRED APT CMNTYS INC COM 4,011 4,011 New 364,300
RITE AID CORP COM 1,644 1,644 New 206,300
TENNECO INC COM 3,335 3,335 New 57,000
TPG SPECIALTY LENDING INC COM 1,640 1,640 New 89,802
TREEHOUSE FOODS INC COM 67,643 67,643 New 823,608
TRI POINTE HOMES INC COM 34,399 34,399 New 2,387,164
WABASH NATL CORP COM 3,580 3,580 New 249,986
WYNDHAM WORLDWIDE CORP COM 3,495 3,495 New 40,400
RAMCO-GERSHENSON PPTYS TR COM SH BEN INT 42,977 42,977 New 2,434,957
VIRGIN AMER INC COM VTG 1,050 1,050 New 36,800
ISHARES TR CORE US VAL ETF 2,906 2,906 New 21,225
ISHARES IBOXX HI YD ETF 5,731 5,731 New 63,125
ISHARES TR MSCI EAFE ETF 241 241 New 3,585
URSTADT BIDDLE PPTYS INC PFD-G CV 6.75% 1,087 1,087 New 41,720
INLAND REAL ESTATE CORP REDM PFD SER B 2,176 2,176 New 84,494