NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 03/31/2014

Position Statistics

Total Positions 180
New Positions 16
Increased Positions 83
Decreased Positions 88
Positions with Activity 171
Sold Out Positions 17
Total Mkt Value (in $ millions) 11,935

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.44%
Capital Goods 4.95%
Conglomerates
Consumer Cyclical 6.04%
Consumer/Non-Cyclical 2.53%
Energy 14.13%
Financial 28.01%
Healthcare 8.2%
Services 14.2%
Technology 14.65%
Transportation 1.66%
Utilities 1.03%

16 New Positions as of 03/31/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ARLINGTON ASSET INVT CORP CL A NEW 5,253 5,253 New 195,648
EXPRESS INC COM 31,701 31,701 New 1,980,052
HERCULES TECH GROWTH CAP INC COM 1,150 1,150 New 69,200
OXFORD LANE CAP CORP COM 536 536 New 31,862
PENNANTPARK FLOATING RATE CAP COM 4,527 4,527 New 324,492
SELECTIVE INS GROUP INC COM 2,900 2,900 New 121,500
TARGET CORP COM 118,278 118,278 New 1,991,889
TRIPLEPOINT VENTR GRW BDC CORP COM 3,859 3,859 New 248,196
COMSTOCK RES INC COM NEW 38,767 38,767 New 1,497,384
JDS UNIPHASE CORP COM PAR $0.001 9,943 9,943 New 803,178
ENERGY TRANSFER EQUITY L P COM UT LTD PTN 1,915 1,915 New 32,600
ISHARES CORE TOTUSBD ETF 492 492 New 4,500
TAUBMAN CTRS INC PFD SER K 905 905 New 37,000
ENDURANCE SPECIALTY HLDGS LTD SHS 269 269 New 5,000
NAVIOS MARITIME HLDGS INC SPN ADR RP PFD G 693 693 New 27,100
ING GROEP N V SPONSORED ADR 4,867 4,867 New 360,797