NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 06/30/2014

Position Statistics

Total Positions 188
New Positions 25
Increased Positions 84
Decreased Positions 95
Positions with Activity 179
Sold Out Positions 12
Total Mkt Value (in $ millions) 9,500

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.05%
Capital Goods 6.06%
Conglomerates 0.03%
Consumer Cyclical 5.42%
Consumer/Non-Cyclical 2.62%
Energy 10.99%
Financial 28.93%
Healthcare 7.35%
Services 14.43%
Technology 16.95%
Transportation 1.72%
Utilities 1.23%

25 New Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
ABBVIE INC COM 5,111 5,111 New 83,878
ABENGOA YIELD PLC ORD SHS 443 443 New 13,375
ACTUANT CORP CL A NEW 4,972 4,972 New 157,153
ADVISORSHARES TR TRIMTABS FLT 4,385 4,385 New 83,575
ALLIANCEBERNSTEIN GBL HGH INCM COM 1,520 1,520 New 113,000
APOLLO GLOBAL MGMT LLC CL A SHS 800 800 New 33,550
ARES DYNAMIC CR ALLOCATION FD COM 3,536 3,536 New 210,705
CAMBRIA ETF TR SHSHLD YIELD ETF 4,247 4,247 New 138,725
COMPASS DIVERSIFIED HOLDINGS SH BEN INT 913 913 New 51,347
CRESTWOOD MIDSTREAM PARTNERS L UNIT LTD PARTNER 864 864 New 41,375
HANNON ARMSTRONG SUST INFR CAP COM 3,050 3,050 New 217,877
IMPAX LABORATORIES INC COM 27,536 27,536 New 984,841
INTERNATIONAL GAME TECHNOLOGY COM 14,928 14,928 New 916,416
ISHARES U.S. PFD STK ETF 1,358 1,358 New 34,200
ISHARES TR RUS 1000 VAL ETF 1,625 1,625 New 16,155
KEY ENERGY SVCS INC COM 17,365 17,365 New 5,409,811
LACLEDE GROUP INC COM 22,268 22,268 New 446,243
LINNCO LLC COMSHS LTD INT 5,022 5,022 New 212,700
MATERION CORP COM 7,356 7,356 New 194,240
MITEL NETWORKS CORP COM 25,831 25,831 New 2,863,794