NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 06/30/2014

Position Statistics

Total Positions 189
New Positions 25
Increased Positions 84
Decreased Positions 96
Positions with Activity 180
Sold Out Positions 12
Total Mkt Value (in $ millions) 9,939

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.94%
Capital Goods 5.8%
Conglomerates 0.03%
Consumer Cyclical 5.52%
Consumer/Non-Cyclical 2.64%
Energy 12.91%
Financial 28.25%
Healthcare 7.15%
Services 13.96%
Technology 16.83%
Transportation 1.55%
Utilities 1.23%

25 New Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
ABBVIE INC COM 4,954 4,954 New 83,878
ABENGOA YIELD PLC ORD SHS 504 504 New 13,375
ACTUANT CORP CL A NEW 5,172 5,172 New 157,153
ADVISORSHARES TR TRIMTABS FLT 4,399 4,399 New 83,575
ALLIANCEBERNSTEIN GBL HGH INCM COM 1,557 1,557 New 113,000
APOLLO GLOBAL MGMT LLC CL A SHS 760 760 New 33,550
ARES DYNAMIC CR ALLOCATION FD COM 3,620 3,620 New 210,705
CAMBRIA ETF TR SHSHLD YIELD ETF 4,334 4,334 New 138,725
COMPASS DIVERSIFIED HOLDINGS SH BEN INT 942 942 New 51,347
CRESTWOOD MIDSTREAM PARTNERS L UNIT LTD PARTNER 955 955 New 41,375
HANNON ARMSTRONG SUST INFR CAP COM 3,076 3,076 New 217,877
IMPAX LABORATORIES INC COM 24,158 24,158 New 984,841
INTERNATIONAL GAME TECHNOLOGY COM 15,469 15,469 New 916,416
ISHARES U.S. PFD STK ETF 1,351 1,351 New 34,200
ISHARES TR RUS 1000 VAL ETF 1,665 1,665 New 16,155
KEY ENERGY SVCS INC COM 29,375 29,375 New 5,409,811
LACLEDE GROUP INC COM 21,330 21,330 New 446,243
LINNCO LLC COMSHS LTD INT 6,424 6,424 New 212,700
MATERION CORP COM 6,256 6,256 New 194,240
MITEL NETWORKS CORP COM 28,552 28,552 New 2,863,794