NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 12/31/2014

Position Statistics

Total Positions 201
New Positions 23
Increased Positions 82
Decreased Positions 119
Positions with Activity 201
Sold Out Positions 31
Total Mkt Value (in $ millions) 8,625

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.58%
Capital Goods 6.92%
Conglomerates 0.09%
Consumer Cyclical 5.23%
Consumer/Non-Cyclical 2.65%
Energy 7.51%
Financial 26.55%
Healthcare 8.46%
Services 13.33%
Technology 18.35%
Transportation 2.39%
Utilities 2.08%

23 New Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
ALLY FINL INC COM 1,402 1,402 New 66,500
COPA HOLDINGS SA CL A 43,129 43,129 New 404,020
INLAND REAL ESTATE CORP REDM PFD SER B 2,192 2,192 New 84,494
ISHARES U.S. PFD STK ETF 19,121 19,121 New 477,200
ISHARES IBOXX HI YD ETF 5,764 5,764 New 63,125
ISHARES TR RUS 1000 VAL ETF 18,509 18,509 New 176,162
ISHARES TR MSCI EAFE ETF 240 240 New 3,585
ISHARES TR CORE US VAL ETF 2,913 2,913 New 21,225
MONSANTO CO NEW COM 3,285 3,285 New 27,625
PARAMOUNT GROUP INC COM 15,600 15,600 New 834,658
PINNACLE WEST CAP CORP COM 19,109 19,109 New 304,715
PREFERRED APT CMNTYS INC COM 4,080 4,080 New 364,300
RAMCO-GERSHENSON PPTYS TR COM SH BEN INT 44,438 44,438 New 2,434,957
RITE AID CORP COM 1,694 1,694 New 206,300
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 918 918 New 3,291
TENNECO INC COM 3,218 3,218 New 57,000
TPG SPECIALTY LENDING INC COM 1,617 1,617 New 89,802
TREEHOUSE FOODS INC COM 72,181 72,181 New 823,608
TRI POINTE HOMES INC COM 35,545 35,545 New 2,387,164
URSTADT BIDDLE PPTYS INC PFD-G CV 6.75% 1,116 1,116 New 41,720