NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 12/31/2014

Position Statistics

Total Positions 201
New Positions 23
Increased Positions 82
Decreased Positions 119
Positions with Activity 201
Sold Out Positions 31
Total Mkt Value (in $ millions) 8,433

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.56%
Capital Goods 6.78%
Conglomerates 0.09%
Consumer Cyclical 5.24%
Consumer/Non-Cyclical 2.62%
Energy 7.38%
Financial 26.56%
Healthcare 8.02%
Services 13.62%
Technology 18.66%
Transportation 2.52%
Utilities 2.08%

23 New Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
ISHARES TR MSCI EAFE ETF 231 231 New 3,585
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 901 901 New 3,291
URSTADT BIDDLE PPTYS INC PFD-G CV 6.75% 1,095 1,095 New 41,720
VIRGIN AMER INC COM VTG 1,326 1,326 New 36,800
ALLY FINL INC COM 1,388 1,388 New 66,500
TPG SPECIALTY LENDING INC COM 1,639 1,639 New 89,802
RITE AID CORP COM 1,661 1,661 New 206,300
INLAND REAL ESTATE CORP REDM PFD SER B 2,193 2,193 New 84,494
ISHARES TR CORE US VAL ETF 2,895 2,895 New 21,225
MONSANTO CO NEW COM 3,311 3,311 New 27,625
TENNECO INC COM 3,363 3,363 New 57,000
WABASH NATL CORP COM 3,627 3,627 New 249,986
PREFERRED APT CMNTYS INC COM 3,690 3,690 New 364,300
WYNDHAM WORLDWIDE CORP COM 3,705 3,705 New 40,400
ISHARES IBOXX HI YD ETF 5,746 5,746 New 63,125
PARAMOUNT GROUP INC COM 15,475 15,475 New 834,658
ISHARES TR RUS 1000 VAL ETF 18,430 18,430 New 176,162
ISHARES U.S. PFD STK ETF 19,107 19,107 New 477,200
PINNACLE WEST CAP CORP COM 19,218 19,218 New 304,715
TRI POINTE HOMES INC COM 36,070 36,070 New 2,387,164