NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 06/30/2014

Position Statistics

Total Positions 189
New Positions 25
Increased Positions 84
Decreased Positions 96
Positions with Activity 180
Sold Out Positions 12
Total Mkt Value (in $ millions) 9,932

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4%
Capital Goods 5.82%
Conglomerates 0.03%
Consumer Cyclical 5.51%
Consumer/Non-Cyclical 2.64%
Energy 13.1%
Financial 28.04%
Healthcare 7.15%
Services 13.87%
Technology 16.88%
Transportation 1.55%
Utilities 1.21%

25 New Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
KEY ENERGY SVCS INC COM 29,970 29,970 New 5,409,811
MITEL NETWORKS CORP COM 28,208 28,208 New 2,863,794
IMPAX LABORATORIES INC COM 24,385 24,385 New 984,841
RAMBUS INC DEL COM 22,422 22,422 New 1,775,289
LACLEDE GROUP INC COM 21,446 21,446 New 446,243
STONERIDGE INC COM 18,157 18,157 New 1,409,698
INTERNATIONAL GAME TECHNOLOGY COM 15,460 15,460 New 916,416
LINNCO LLC COMSHS LTD INT 6,390 6,390 New 212,700
MATERION CORP COM 6,377 6,377 New 194,240
ACTUANT CORP CL A NEW 5,115 5,115 New 157,153
ABBVIE INC COM 5,001 5,001 New 83,878
POWERSHARES ETF TRUST DYNA BUYBK ACH 4,416 4,416 New 95,825
ADVISORSHARES TR TRIMTABS FLT 4,400 4,400 New 83,575
CAMBRIA ETF TR SHSHLD YIELD ETF 4,347 4,347 New 138,725
ARES DYNAMIC CR ALLOCATION FD COM 3,647 3,647 New 210,705
HANNON ARMSTRONG SUST INFR CAP COM 3,076 3,076 New 217,877
NEW RESIDENTIAL INVT CORP COM 2,578 2,578 New 411,125
ISHARES TR RUS 1000 VAL ETF 1,659 1,659 New 16,155
ALLIANCEBERNSTEIN GBL HGH INCM COM 1,542 1,542 New 113,000
WHITING USA TR II TR UNIT 1,453 1,453 New 116,723