NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 06/30/2014

Position Statistics

Total Positions 188
New Positions 25
Increased Positions 83
Decreased Positions 96
Positions with Activity 179
Sold Out Positions 12
Total Mkt Value (in $ millions) 9,894

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.2%
Capital Goods 5.78%
Conglomerates 0.03%
Consumer Cyclical 5.74%
Consumer/Non-Cyclical 2.7%
Energy 13.82%
Financial 27.38%
Healthcare 6.97%
Services 13.84%
Technology 16.59%
Transportation 1.54%
Utilities 1.19%

179 Activity Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
APPLIED MATLS INC COM -99,485 Sold Out 0
ASPEN INSURANCE HOLDINGS LTD SHS -26,011 Sold Out 0
COTT CORP QUE COM -3,984 Sold Out 0
CSX CORP COM -9,406 Sold Out 0
HORMEL FOODS CORP COM -6,144 Sold Out 0
MATTHEWS INTL CORP CL A -3,489 Sold Out 0
NRG YIELD INC COM CL A -2,880 Sold Out 0
ORION MARINE GROUP INC COM -2,977 Sold Out 0
OXFORD LANE CAP CORP COM -534 Sold Out 0
TAUBMAN CTRS INC PFD SER K -909 Sold Out 0
TRIMAS CORP COM NEW -22,832 Sold Out 0
VALERO ENERGY CORP NEW COM -84,026 Sold Out 0
ISHARES TR CORE US AGGBD ET 438 -55 (11.11) 4,000
ABENGOA YIELD PLC ORD SHS 507 507 New 13,375
EXXON MOBIL CORP COM 710 11 1.57 7,120
APOLLO GLOBAL MGMT LLC CL A SHS 793 793 New 33,550
COMPASS DIVERSIFIED HOLDINGS SH BEN INT 917 917 New 51,347
CRESTWOOD MIDSTREAM PARTNERS L UNIT LTD PARTNER 925 925 New 41,375
WASTE MGMT INC DEL COM 927 81 9.53 19,857
EATON CORP PLC SHS 1,031 -1,049 (50.44) 14,640