NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 03/31/2014

Position Statistics

Total Positions 180
New Positions 16
Increased Positions 83
Decreased Positions 88
Positions with Activity 171
Sold Out Positions 17
Total Mkt Value (in $ millions) 11,844

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.5%
Capital Goods 4.85%
Conglomerates
Consumer Cyclical 6.07%
Consumer/Non-Cyclical 2.63%
Energy 14.27%
Financial 28.11%
Healthcare 8.2%
Services 13.81%
Technology 14.57%
Transportation 1.64%
Utilities 1.17%

171 Activity Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
BEST BUY INC COM -1,152 Sold Out 0
CONTROLADORA VUELA CIA DE AVIA SPON ADR RP 10 -1,089 Sold Out 0
COPA HOLDINGS SA CL A -1,550 Sold Out 0
FRONTIER COMMUNICATIONS CORP COM -1,936 Sold Out 0
GOLUB CAP BDC INC COM -1,504 Sold Out 0
HSBC HLDGS PLC ADR A 1/40PF A -324 Sold Out 0
ISHARES 7-10 Y TR BD ETF -263 Sold Out 0
ISHARES RUS 1000 VAL ETF -16,719 Sold Out 0
ISHARES CORE US VAL ETF -1,011 Sold Out 0
MIDDLEBY CORP COM -5,103 Sold Out 0
MOSAIC CO NEW COM -48,294 Sold Out 0
PMC-SIERRA INC COM -25,255 Sold Out 0
RELIANCE STEEL & ALUMINUM CO COM -3,863 Sold Out 0
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP -401 Sold Out 0
TYSON FOODS INC CL A -976 Sold Out 0
VERIZON COMMUNICATIONS INC COM -667 Sold Out 0
WILLIS GROUP HOLDINGS PUBLIC L SHS -34,677 Sold Out 0
ENDURANCE SPECIALTY HLDGS LTD SHS 261 261 New 5,000
U M H PROPERTIES INC CV RED PFD-A 352 53 17.57 13,382
UNITEDHEALTH GROUP INC COM 374 26 7.61 4,525