NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 06/30/2014

Position Statistics

Total Positions 189
New Positions 25
Increased Positions 84
Decreased Positions 96
Positions with Activity 180
Sold Out Positions 12
Total Mkt Value (in $ millions) 9,939

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.94%
Capital Goods 5.8%
Conglomerates 0.03%
Consumer Cyclical 5.52%
Consumer/Non-Cyclical 2.64%
Energy 12.91%
Financial 28.25%
Healthcare 7.15%
Services 13.96%
Technology 16.83%
Transportation 1.55%
Utilities 1.23%

180 Activity Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
APPLIED MATLS INC COM -102,438 Sold Out 0
ASPEN INSURANCE HOLDINGS LTD SHS -26,959 Sold Out 0
COTT CORP QUE COM -3,879 Sold Out 0
CSX CORP COM -9,890 Sold Out 0
HORMEL FOODS CORP COM -6,485 Sold Out 0
MATTHEWS INTL CORP CL A -3,399 Sold Out 0
NRG YIELD INC COM CL A -2,665 Sold Out 0
ORION MARINE GROUP INC COM -2,928 Sold Out 0
OXFORD LANE CAP CORP COM -500 Sold Out 0
TAUBMAN CTRS INC PFD SER K -924 Sold Out 0
TRIMAS CORP COM NEW -20,927 Sold Out 0
VALERO ENERGY CORP NEW COM -75,349 Sold Out 0
ISHARES TR CORE US AGGBD ET 435 -54 (11.11) 4,000
EXXON MOBIL CORP COM 691 11 1.57 7,120
ABENGOA YIELD PLC ORD SHS 504 504 New 13,375
EATON CORP PLC SHS 972 -989 (50.44) 14,640
ISHARES TR RUS 1000 VAL ETF 1,665 1,665 New 16,155
WASTE MGMT INC DEL COM 940 82 9.53 19,857
UNITEDHEALTH GROUP INC COM 1,981 1,584 398.67 22,565
PROCTER & GAMBLE CO COM 2,293 -1,086 (32.13) 27,148