NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 12/31/2014

Position Statistics

Total Positions 201
New Positions 23
Increased Positions 82
Decreased Positions 119
Positions with Activity 201
Sold Out Positions 31
Total Mkt Value (in $ millions) 8,411

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.6%
Capital Goods 7.02%
Conglomerates 0.09%
Consumer Cyclical 5.23%
Consumer/Non-Cyclical 2.64%
Energy 7.16%
Financial 26.27%
Healthcare 8.37%
Services 13.75%
Technology 18.51%
Transportation 2.38%
Utilities 2.08%

201 Activity Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
ALLIANCEBERNSTEIN GBL HGH INCM COM -1,411 Sold Out 0
APOLLO GLOBAL MGMT LLC CL A SHS -2,502 Sold Out 0
AVON PRODS INC COM -58,594 Sold Out 0
BAKER HUGHES INC COM -89,196 Sold Out 0
BARRICK GOLD CORP COM -700 Sold Out 0
CALIFORNIA RES CORP COM -5,640 Sold Out 0
CARRIZO OIL & GAS INC COM -18,232 Sold Out 0
CENTURYLINK INC COM -45,368 Sold Out 0
COMPASS DIVERSIFIED HOLDINGS SH BEN INT -1,350 Sold Out 0
COMSTOCK RES INC COM NEW -8,580 Sold Out 0
ENERGY TRANSFER EQUITY L P COM UT LTD PTN -1,578 Sold Out 0
ESTERLINE TECHNOLOGIES CORP COM -20,300 Sold Out 0
EXCHANGE TRADED CONCEPTS TR YORK HIINC MLP -885 Sold Out 0
FS INVT CORP COM -3,787 Sold Out 0
GOLDMAN SACHS GROUP INC COM -102,646 Sold Out 0
GRIFFON CORP COM -14,210 Sold Out 0
HARMAN INTL INDS INC COM -24,888 Sold Out 0
ISHARES TR CORE US AGGBD ET -1,534 Sold Out 0
KEY ENERGY SVCS INC COM -27,784 Sold Out 0
LINNCO LLC COMSHS LTD INT -1,968 Sold Out 0