NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 09/30/2014

Position Statistics

Total Positions 195
New Positions 19
Increased Positions 86
Decreased Positions 103
Positions with Activity 189
Sold Out Positions 18
Total Mkt Value (in $ millions) 8,764

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.39%
Capital Goods 6.64%
Conglomerates 0.04%
Consumer Cyclical 5.42%
Consumer/Non-Cyclical 2.28%
Energy 9.39%
Financial 28.22%
Healthcare 7.81%
Services 14.53%
Technology 17.24%
Transportation 1.82%
Utilities 1.81%

189 Activity Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
ADVISORSHARES TR TRIMTABS FLT -4,524 Sold Out 0
ASTRONICS CORP CL B -10,592 Sold Out 0
BOB EVANS FARMS INC COM -24,232 Sold Out 0
CAMBRIA ETF TR SHSHLD YIELD ETF -4,230 Sold Out 0
CRESTWOOD MIDSTREAM PARTNERS L UNIT LTD PARTNER -636 Sold Out 0
DELPHI AUTOMOTIVE PLC SHS -8,606 Sold Out 0
ENDURANCE SPECIALTY HLDGS LTD SHS -4,119 Sold Out 0
INTERNATIONAL GAME TECHNOLOGY COM -15,506 Sold Out 0
ISHARES U.S. PFD STK ETF -1,367 Sold Out 0
ISHARES TR RUS 1000 VAL ETF -1,620 Sold Out 0
PARTNERRE LTD COM -15,393 Sold Out 0
POWERSHARES ETF TRUST DYNA BUYBK ACH -4,464 Sold Out 0
SELECTIVE INS GROUP INC COM -1,370 Sold Out 0
TESORO CORP COM -134,980 Sold Out 0
TEXAS ROADHOUSE INC COM -7,462 Sold Out 0
TIME INC NEW COM -2,556 Sold Out 0
TREEHOUSE FOODS INC COM -25,422 Sold Out 0
TWENTY FIRST CENTY FOX INC CL A -2,026 Sold Out 0
EXXON MOBIL CORP COM 601 -21 (3.44) 6,875
EQUITY COMWLTH CUM PFD E 7.25% 323 -11 (3.31) 12,560