NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 12/31/2014

Position Statistics

Total Positions 201
New Positions 23
Increased Positions 82
Decreased Positions 119
Positions with Activity 201
Sold Out Positions 31
Total Mkt Value (in $ millions) 8,411

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.6%
Capital Goods 7.02%
Conglomerates 0.09%
Consumer Cyclical 5.23%
Consumer/Non-Cyclical 2.64%
Energy 7.16%
Financial 26.27%
Healthcare 8.37%
Services 13.75%
Technology 18.51%
Transportation 2.38%
Utilities 2.08%

201 Activity Positions as of 12/31/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ABBVIE INC COM 5,535 580 11.71 96,015
ABENGOA YIELD PLC ORD SHS 1,528 -237 (13.44) 45,125
ACTUANT CORP CL A NEW 10,986 2,458 28.83 456,046
AGRIUM INC COM 99,391 -18,656 (15.8) 935,003
ALBANY INTL CORP CL A 56,528 4,541 8.73 1,424,595
ALLIANCEBERNSTEIN GBL HGH INCM COM -1,411 Sold Out 0
ALLY FINL INC COM 1,367 1,367 New 66,500
AMERICAN INTL GROUP INC COM NEW 87,278 -66,244 (43.15) 1,615,361
ANALOG DEVICES INC COM 3,892 -2,045 (34.45) 66,140
ANALOGIC CORP COM PAR $0.05 42,612 9,545 28.86 471,165
ANGLOGOLD ASHANTI LTD SPONSORED ADR 33,458 -6,945 (17.19) 3,393,286
AON PLC SHS CL A 161,860 -54,269 (25.11) 1,688,326
APACHE CORP COM 63,554 -82,214 (56.4) 1,069,750
APOLLO GLOBAL MGMT LLC CL A SHS -2,502 Sold Out 0
APPLE INC COM 3,425 -425 (11.04) 27,790
ARES CAP CORP COM 11,839 122 1.04 689,928
ARES DYNAMIC CR ALLOCATION FD COM 4,978 -1,398 (21.93) 304,481
ARLINGTON ASSET INVT CORP CL A NEW 5,539 -352 (5.98) 229,348
ASHFORD HOSPITALITY TR INC 9% CUM PFD SER E 3,934 -132 (3.26) 148,892
ASTRAZENECA PLC SPONSORED ADR 4,655 138 3.05 66,440