NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 12/31/2014

Position Statistics

Total Positions 201
New Positions 23
Increased Positions 82
Decreased Positions 119
Positions with Activity 201
Sold Out Positions 31
Total Mkt Value (in $ millions) 8,580

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.5%
Capital Goods 6.86%
Conglomerates 0.09%
Consumer Cyclical 5.22%
Consumer/Non-Cyclical 2.58%
Energy 7.48%
Financial 26.37%
Healthcare 8.51%
Services 13.51%
Technology 18.43%
Transportation 2.41%
Utilities 2.13%

201 Activity Positions as of 12/31/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ABBVIE INC COM 6,344 665 11.71 96,015
ABENGOA YIELD PLC ORD SHS 1,567 -243 (13.44) 45,125
ACTUANT CORP CL A NEW 10,895 2,438 28.83 456,046
AGRIUM INC COM 98,325 -18,456 (15.8) 935,003
ALBANY INTL CORP CL A 57,682 4,633 8.73 1,424,595
ALLIANCEBERNSTEIN GBL HGH INCM COM -1,423 Sold Out 0
ALLY FINL INC COM 1,327 1,327 New 66,500
AMERICAN INTL GROUP INC COM NEW 92,059 -69,873 (43.15) 1,615,361
ANALOG DEVICES INC COM 4,136 -2,174 (34.45) 66,140
ANALOGIC CORP COM PAR $0.05 41,491 9,293 28.86 471,165
ANGLOGOLD ASHANTI LTD SPONSORED ADR 36,138 -7,501 (17.19) 3,393,286
AON PLC SHS CL A 165,186 -55,384 (25.11) 1,688,326
APACHE CORP COM 70,946 -91,777 (56.4) 1,069,750
APOLLO GLOBAL MGMT LLC CL A SHS -2,615 Sold Out 0
APPLE INC COM 3,620 -449 (11.04) 27,790
ARES CAP CORP COM 11,874 123 1.04 689,928
ARES DYNAMIC CR ALLOCATION FD COM 4,993 -1,403 (21.93) 304,481
ARLINGTON ASSET INVT CORP CL A NEW 5,417 -344 (5.98) 229,348
ASHFORD HOSPITALITY TR INC 9% CUM PFD SER E 3,901 -131 (3.26) 148,892
ASTRAZENECA PLC SPONSORED ADR 4,770 141 3.05 66,440