NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 06/30/2014

Position Statistics

Total Positions 189
New Positions 25
Increased Positions 84
Decreased Positions 96
Positions with Activity 180
Sold Out Positions 12
Total Mkt Value (in $ millions) 9,939

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.94%
Capital Goods 5.8%
Conglomerates 0.03%
Consumer Cyclical 5.52%
Consumer/Non-Cyclical 2.64%
Energy 12.91%
Financial 28.25%
Healthcare 7.15%
Services 13.96%
Technology 16.83%
Transportation 1.55%
Utilities 1.23%

180 Activity Positions as of 06/30/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ABBVIE INC COM 4,954 4,954 New 83,878
ABENGOA YIELD PLC ORD SHS 504 504 New 13,375
ACTUANT CORP CL A NEW 5,172 5,172 New 157,153
ADVISORSHARES TR TRIMTABS FLT 4,399 4,399 New 83,575
AGRIUM INC COM 108,210 14,275 15.20 1,161,923
ALBANY INTL CORP CL A 47,809 5,328 12.54 1,310,185
ALLIANCEBERNSTEIN GBL HGH INCM COM 1,557 1,557 New 113,000
AMERICAN INTL GROUP INC COM NEW 304,866 -81,347 (21.06) 5,518,942
ANALOGIC CORP COM PAR $0.05 19,838 5,693 40.24 296,350
ANGLOGOLD ASHANTI LTD SPONSORED ADR 57,558 -25,981 (31.1) 4,393,748
AON PLC SHS CL A 211,313 -54,191 (20.41) 2,431,126
APACHE CORP COM 254,677 -98,684 (27.93) 2,638,866
APOLLO GLOBAL MGMT LLC CL A SHS 760 760 New 33,550
APPLIED MATLS INC COM -102,438 Sold Out 0
ARES CAP CORP COM 7,840 -1,422 (15.35) 479,500
ARES DYNAMIC CR ALLOCATION FD COM 3,620 3,620 New 210,705
ARLINGTON ASSET INVT CORP CL A NEW 5,211 -168 (3.12) 189,548
ASHFORD HOSPITALITY TR INC 9% CUM PFD SER E 4,277 -14 (0.32) 156,620
ASPEN INSURANCE HOLDINGS LTD SHS -26,959 Sold Out 0
ASTRAZENECA PLC SPONSORED ADR 4,818 -1,567 (24.55) 64,475