NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 03/31/2014

Position Statistics

Total Positions 180
New Positions 16
Increased Positions 83
Decreased Positions 88
Positions with Activity 171
Sold Out Positions 17
Total Mkt Value (in $ millions) 11,889

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.48%
Capital Goods 4.83%
Conglomerates
Consumer Cyclical 6.04%
Consumer/Non-Cyclical 2.56%
Energy 14.01%
Financial 28.09%
Healthcare 8.22%
Services 14.26%
Technology 14.65%
Transportation 1.63%
Utilities 1.06%

171 Activity Positions as of 03/31/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ISHARES 7-10 Y TR BD ETF -264 Sold Out 0
ASHFORD HOSPITALITY TR INC 9% CUM PFD SER E 4,321 25 .58 157,120
TEVA PHARMACEUTICAL INDS LTD ADR 344,506 16,545 5.05 6,294,655
HSBC HLDGS PLC ADR A 1/40PF A -324 Sold Out 0
ERICSSON ADR B SEK 10 9,283 1,464 18.72 730,375
ALBANY INTL CORP CL A 43,087 4,810 12.57 1,164,186
BIO RAD LABS INC CL A 51,313 12,073 30.77 433,899
COPA HOLDINGS SA CL A -1,660 Sold Out 0
SCHAWK INC CL A 7,567 -6,829 (47.44) 366,456
TYSON FOODS INC CL A -993 Sold Out 0
ARLINGTON ASSET INVT CORP CL A NEW 5,226 5,226 New 195,648
VIACOM INC NEW CL B 228,397 -24,195 (9.58) 2,584,841
AGRIUM INC COM 92,291 -5,177 (5.31) 1,008,647
ANALOG DEVICES INC COM 4,710 112 2.44 88,075
APACHE CORP COM 360,940 -8,132 (2.2) 3,661,388
APPLIED MATLS INC COM 104,482 -7,812 (6.96) 4,542,688
ARES CAP CORP COM 9,647 35 .37 566,450
ASTRONICS CORP COM 32,659 1,755 5.68 620,195
AURICO GOLD INC COM 1,862 -2 (0.11) 451,850
AVERY DENNISON CORP COM 37,575 16,626 79.36 737,047