NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 03/31/2014

Position Statistics

Total Positions 180
New Positions 16
Increased Positions 83
Decreased Positions 88
Positions with Activity 171
Sold Out Positions 17
Total Mkt Value (in $ millions) 11,768

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.51%
Capital Goods 4.81%
Conglomerates
Consumer Cyclical 5.79%
Consumer/Non-Cyclical 2.48%
Energy 14.33%
Financial 28.02%
Healthcare 8.21%
Services 14.46%
Technology 14.58%
Transportation 1.62%
Utilities 1.02%

171 Activity Positions as of 03/31/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ISHARES TR 7-10 Y TR BD ETF -263 Sold Out 0
ASHFORD HOSPITALITY TR INC 9% CUM PFD SER E 4,283 25 .58 157,120
TEVA PHARMACEUTICAL INDS LTD ADR 345,451 16,590 5.05 6,294,655
HSBC HLDGS PLC ADR A 1/40PF A -323 Sold Out 0
ERICSSON ADR B SEK 10 9,254 1,459 18.72 730,375
ALBANY INTL CORP CL A 42,819 4,780 12.57 1,164,186
BIO RAD LABS INC CL A 50,662 11,920 30.77 433,899
COPA HOLDINGS SA CL A -1,651 Sold Out 0
MATTHEWS INTL CORP CL A 3,310 -2,987 (47.44) 75,424
TYSON FOODS INC CL A -961 Sold Out 0
ARLINGTON ASSET INVT CORP CL A NEW 5,155 5,155 New 195,648
VIACOM INC NEW CL B 219,427 -23,245 (9.58) 2,584,841
AGRIUM INC COM 92,695 -5,200 (5.31) 1,008,647
ANALOG DEVICES INC COM 4,479 107 2.44 88,075
APACHE CORP COM 370,862 -8,355 (2.2) 3,661,388
APPLIED MATLS INC COM 96,668 -7,228 (6.96) 4,542,688
ARES CAP CORP COM 9,613 35 .37 566,450
ASTRONICS CORP COM 36,641 1,969 5.68 620,195
AURICO GOLD INC COM 1,871 -2 (0.11) 451,850
AVERY DENNISON CORP COM 35,268 15,605 79.36 737,047