NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 09/30/2014

Position Statistics

Total Positions 195
New Positions 19
Increased Positions 86
Decreased Positions 103
Positions with Activity 189
Sold Out Positions 18
Total Mkt Value (in $ millions) 8,974

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.29%
Capital Goods 6.55%
Conglomerates 0.04%
Consumer Cyclical 5.39%
Consumer/Non-Cyclical 2.33%
Energy 9.31%
Financial 28.37%
Healthcare 7.91%
Services 14.57%
Technology 17.19%
Transportation 1.84%
Utilities 1.82%

189 Activity Positions as of 09/30/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ASHFORD HOSPITALITY TR INC 9% CUM PFD SER E 4,043 -71 (1.74) 153,902
TEVA PHARMACEUTICAL INDS LTD ADR 277,471 -22,892 (7.62) 4,698,117
ERICSSON ADR B SEK 10 6,781 -2,128 (23.88) 558,600
ALBANY INTL CORP CL A 45,960 -1 (0) 1,310,161
BIO RAD LABS INC CL A 60,239 263 .44 526,106
PENNYMAC FINL SVCS INC CL A 1,909 -1 (0.04) 108,400
TWENTY FIRST CENTY FOX INC CL A -2,087 Sold Out 0
CAPITAL BK FINL CORP CL A COM 12,209 12,209 New 505,124
ACTUANT CORP CL A NEW 8,287 4,608 125.26 354,002
ARLINGTON ASSET INVT CORP CL A NEW 6,586 1,468 28.69 243,923
APOLLO GLOBAL MGMT LLC CL A SHS 3,000 2,152 253.95 118,750
ASTRONICS CORP CL B -10,187 Sold Out 0
VIACOM INC NEW CL B 128,765 -8,545 (6.22) 1,917,860
ABBVIE INC COM 5,423 131 2.47 85,948
AGRIUM INC COM 117,991 -5,463 (4.43) 1,110,505
ALLIANCEBERNSTEIN GBL HGH INCM COM 1,406 -4 (0.27) 112,700
ANALOG DEVICES INC COM 5,385 684 14.56 100,900
APACHE CORP COM 158,478 -11,966 (7.02) 2,453,598
APPLE INC COM 3,409 3,409 New 31,237
ARES CAP CORP COM 11,218 3,340 42.40 682,800


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