NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 06/30/2014

Position Statistics

Total Positions 189
New Positions 25
Increased Positions 84
Decreased Positions 96
Positions with Activity 180
Sold Out Positions 12
Total Mkt Value (in $ millions) 9,894

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.04%
Capital Goods 5.8%
Conglomerates 0.03%
Consumer Cyclical 5.52%
Consumer/Non-Cyclical 2.68%
Energy 13.06%
Financial 28.03%
Healthcare 7.1%
Services 13.88%
Technology 16.92%
Transportation 1.54%
Utilities 1.2%

180 Activity Positions as of 06/30/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ASHFORD HOSPITALITY TR INC 9% CUM PFD SER E 4,204 -13 (0.32) 156,620
TEVA PHARMACEUTICAL INDS LTD ADR 264,864 -62,961 (19.21) 5,085,717
ERICSSON ADR B SEK 10 9,349 44 .48 733,850
ALBANY INTL CORP CL A 48,267 5,379 12.54 1,310,185
BIO RAD LABS INC CL A 61,710 10,592 20.72 523,806
MATTHEWS INTL CORP CL A -3,523 Sold Out 0
PENNYMAC FINL SVCS INC CL A 1,640 -137 (7.71) 108,444
TWENTY FIRST CENTY FOX INC CL A 2,142 -1,016 (32.19) 61,100
ACTUANT CORP CL A NEW 5,164 5,164 New 157,153
ARLINGTON ASSET INVT CORP CL A NEW 5,133 -165 (3.12) 189,548
APOLLO GLOBAL MGMT LLC CL A SHS 792 792 New 33,550
ASTRONICS CORP CL B 10,457 2,228 27.07 189,135
VIACOM INC NEW CL B 162,619 -42,915 (20.88) 2,045,135
ABBVIE INC COM 4,855 4,855 New 83,878
AGRIUM INC COM 106,676 14,072 15.20 1,161,923
ALLIANCEBERNSTEIN GBL HGH INCM COM 1,570 1,570 New 113,000
APACHE CORP COM 253,964 -98,408 (27.93) 2,638,866
APPLIED MATLS INC COM -101,302 Sold Out 0
ARES CAP CORP COM 7,950 -1,442 (15.35) 479,500
ARES DYNAMIC CR ALLOCATION FD COM 3,708 3,708 New 210,705