NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 06/30/2015

Position Statistics

Total Positions 158
New Positions 9
Increased Positions 62
Decreased Positions 94
Positions with Activity 156
Sold Out Positions 10
Total Mkt Value (in $ millions) 6,771

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.16%
Capital Goods 7.23%
Conglomerates 0%
Consumer Cyclical 5.12%
Consumer/Non-Cyclical 3.27%
Energy 6.43%
Financial 25.58%
Healthcare 9.84%
Services 11.51%
Technology 19.69%
Transportation 2.29%
Utilities 2.44%

156 Activity Positions as of 06/30/2015

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
ANALOG DEVICES INC COM -3,590 Sold Out 0
ARLINGTON ASSET INVT CORP CL A NEW -3,364 Sold Out 0
HANNON ARMSTRONG SUST INFR CAP COM -2,954 Sold Out 0
HARTFORD FINL SVCS GROUP INC COM -89,329 Sold Out 0
ISHARES U.S. PFD STK ETF -2,905 Sold Out 0
NAVIOS MARITIME HLDGS INC SPON ADR PFD H -3,115 Sold Out 0
NORWEGIAN CRUISE LINE HLDGS LT SHS -43,987 Sold Out 0
SAGENT PHARMACEUTICALS INC COM -1,413 Sold Out 0
URSTADT BIDDLE PPTYS INC PFD-G CV 6.75% -737 Sold Out 0
WASTE MGMT INC DEL COM -297 Sold Out 0
ISHARES TR IBOXX INV CP ETF 741 -21,165 (96.62) 6,446
AXIS CAPITAL HOLDINGS LTD SHS 22,150 -20,582 (48.16) 409,964
REINSURANCE GROUP AMER INC COM NEW 24,384 -15,433 (38.76) 275,086
AVERY DENNISON CORP COM 28,537 -17,902 (38.55) 491,855
ROYAL DUTCH SHELL PLC SPONS ADR A 64,609 -38,317 (37.23) 1,305,502
CA INC COM 44,982 -26,175 (36.79) 1,690,434
WEYERHAEUSER CO COM 273 -145 (34.66) 9,925
MKS INSTRUMENT INC COM 6,006 -3,038 (33.59) 182,553
SANOFI SPONSORED ADR 129,524 -63,434 (32.88) 2,636,361
U M H PROPERTIES INC CV RED PFD-A 215 -104 (32.58) 8,356