NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 09/30/2014

Position Statistics

Total Positions 196
New Positions 19
Increased Positions 86
Decreased Positions 104
Positions with Activity 190
Sold Out Positions 18
Total Mkt Value (in $ millions) 9,014

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.03%
Capital Goods 6.28%
Conglomerates 0.04%
Consumer Cyclical 5.21%
Consumer/Non-Cyclical 2.56%
Energy 9.02%
Financial 29.53%
Healthcare 7.41%
Services 14.37%
Technology 17.54%
Transportation 1.76%
Utilities 1.86%

190 Activity Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
AMERICAN INTL GROUP INC COM NEW 153,493 -144,640 (48.52) 2,841,413
TESORO CORP COM -123,089 Sold Out 0
INTERNATIONAL RECTIFIER CORP COM 18,244 -102,634 (84.91) 458,272
TIME WARNER INC COM NEW 132,767 -98,067 (42.48) 1,613,603
HARTFORD FINL SVCS GROUP INC COM 227,284 -82,959 (26.74) 5,548,924
NORWEGIAN CRUISE LINE HLDGS LT SHS 163,738 -70,757 (30.17) 3,578,186
MICROSOFT CORP COM 222,526 -68,448 (23.52) 4,865,012
CENTURYLINK INC COM 51,474 -65,872 (56.14) 1,330,434
GOLDMAN SACHS GROUP INC COM 100,993 -36,007 (26.28) 545,817
ISHARES TR IBOXX INV CP ETF 24,960 -24,939 (49.98) 209,186
CANADIAN NAT RES LTD COM 93,551 -24,200 (20.55) 3,156,241
MKS INSTRUMENT INC COM 21,810 -24,168 (52.57) 605,156
TREEHOUSE FOODS INC COM -23,626 Sold Out 0
CITIGROUP INC COM NEW 279,658 -23,165 (7.65) 5,331,898
BOB EVANS FARMS INC COM -21,893 Sold Out 0
TEVA PHARMACEUTICAL INDS LTD ADR 261,920 -21,609 (7.62) 4,698,117
HARMAN INTL INDS INC COM 19,521 -21,162 (52.02) 186,889
GENERAL MTRS CO COM 180,803 -20,487 (10.18) 5,804,278
INTERPUBLIC GROUP COS INC COM 175,330 -18,924 (9.74) 8,954,522
WELLS FARGO & CO NEW COM 187,589 -18,069 (8.79) 3,487,441