NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 09/30/2014

Position Statistics

Total Positions 195
New Positions 19
Increased Positions 86
Decreased Positions 103
Positions with Activity 189
Sold Out Positions 18
Total Mkt Value (in $ millions) 9,015

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.22%
Capital Goods 6.51%
Conglomerates 0.04%
Consumer Cyclical 5.39%
Consumer/Non-Cyclical 2.34%
Energy 9.14%
Financial 28.42%
Healthcare 7.9%
Services 14.56%
Technology 17.48%
Transportation 1.82%
Utilities 1.8%

189 Activity Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
AMERICAN INTL GROUP INC COM NEW 146,361 -137,920 (48.52) 2,841,413
TESORO CORP COM -131,495 Sold Out 0
TIME WARNER INC COM NEW 129,040 -95,314 (42.48) 1,613,603
HARTFORD FINL SVCS GROUP INC COM 222,734 -81,298 (26.74) 5,548,924
NORWEGIAN CRUISE LINE HLDGS LT SHS 163,523 -70,664 (30.17) 3,578,186
MICROSOFT CORP COM 229,531 -70,603 (23.52) 4,865,012
CENTURYLINK INC COM 52,206 -66,808 (56.14) 1,330,434
GOLDMAN SACHS GROUP INC COM 98,515 -35,124 (26.28) 545,817
ISHARES TR IBOXX INV CP ETF 25,579 -25,557 (49.98) 209,186
TREEHOUSE FOODS INC COM -25,319 Sold Out 0
BOB EVANS FARMS INC COM -24,219 Sold Out 0
CANADIAN NAT RES LTD COM 92,352 -23,889 (20.55) 3,156,241
MKS INSTRUMENT INC COM 20,981 -23,249 (52.57) 605,156
TEVA PHARMACEUTICAL INDS LTD ADR 281,323 -23,209 (7.62) 4,698,117
GENERAL MTRS CO COM 195,894 -22,196 (10.18) 5,804,278
CITIGROUP INC COM NEW 259,237 -21,473 (7.65) 5,331,898
HARMAN INTL INDS INC COM 18,980 -20,577 (52.02) 186,889
INTERPUBLIC GROUP COS INC COM 184,374 -19,900 (9.74) 8,954,522
CVS HEALTH CORP COM 195,119 -18,071 (8.48) 1,939,169
WELLS FARGO & CO NEW COM 185,741 -17,891 (8.79) 3,487,441