NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 12/31/2014

Position Statistics

Total Positions 201
New Positions 23
Increased Positions 82
Decreased Positions 119
Positions with Activity 201
Sold Out Positions 31
Total Mkt Value (in $ millions) 8,531

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.5%
Capital Goods 6.7%
Conglomerates 0.09%
Consumer Cyclical 5.25%
Consumer/Non-Cyclical 2.53%
Energy 7.58%
Financial 26.63%
Healthcare 8.3%
Services 13.33%
Technology 18.72%
Transportation 2.37%
Utilities 2.11%

201 Activity Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
GOLDMAN SACHS GROUP INC COM -107,815 Sold Out 0
BAKER HUGHES INC COM -98,046 Sold Out 0
NORWEGIAN CRUISE LINE HLDGS LT SHS 78,309 -97,989 (55.58) 1,589,375
APACHE CORP COM 73,256 -94,766 (56.4) 1,069,750
AMERICAN INTL GROUP INC COM NEW 93,271 -70,792 (43.15) 1,615,361
CVS HEALTH CORP COM 129,322 -65,487 (33.62) 1,287,296
ZIONS BANCORPORATION COM 59,796 -62,134 (50.96) 2,111,434
AVON PRODS INC COM -60,753 Sold Out 0
CITIGROUP INC COM NEW 226,169 -60,474 (21.1) 4,207,011
AON PLC SHS CL A 166,165 -55,713 (25.11) 1,688,326
WELLS FARGO & CO NEW COM 137,441 -55,031 (28.59) 2,490,328
TALISMAN ENERGY INC COM 138,676 -48,768 (26.02) 17,378,001
CENTURYLINK INC COM -48,082 Sold Out 0
MCDERMOTT INTL INC COM -47,106 Sold Out 0
TEXAS CAPITAL BANCSHARES INC COM -43,493 Sold Out 0
TEVA PHARMACEUTICAL INDS LTD ADR 249,375 -42,706 (14.62) 4,011,187
HARTFORD FINL SVCS GROUP INC COM 190,413 -37,647 (16.51) 4,632,930
KEY ENERGY SVCS INC COM -35,895 Sold Out 0
MICROSOFT CORP COM 202,459 -34,248 (14.47) 4,161,108
CA INC COM 174,781 -32,807 (15.8) 5,487,624