NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 06/30/2014

Position Statistics

Total Positions 188
New Positions 25
Increased Positions 83
Decreased Positions 96
Positions with Activity 179
Sold Out Positions 12
Total Mkt Value (in $ millions) 10,005

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.21%
Capital Goods 5.71%
Conglomerates 0.03%
Consumer Cyclical 5.68%
Consumer/Non-Cyclical 2.73%
Energy 13.74%
Financial 27.7%
Healthcare 6.98%
Services 13.64%
Technology 16.65%
Transportation 1.51%
Utilities 1.22%

179 Activity Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
HOMESTREET INC COM 2,492 -5,272 (67.9) 137,003
TIME INC NEW COM 2,397 -8,274 (77.54) 102,082
KONINKLIJKE PHILIPS N V NY REG SH NEW 2,395 351 17.18 78,450
BOSTON PRIVATE FINL HLDGS INC DEP SHS 2,280 487 27.15 91,623
PROCTER & GAMBLE CO COM 2,256 -1,068 (32.13) 27,148
TWENTY FIRST CENTY FOX INC CL A 2,164 -1,027 (32.19) 61,100
ENERGY TRANSFER EQUITY L P COM UT LTD PTN 2,095 118 5.98 34,550
UNITEDHEALTH GROUP INC COM 1,956 1,564 398.67 22,565
AURICO GOLD INC COM 1,913 -138 (6.75) 421,350
PENNYMAC FINL SVCS INC CL A 1,673 -140 (7.71) 108,444
ISHARES TR RUS 1000 VAL ETF 1,658 1,658 New 16,155
ALLIANCEBERNSTEIN GBL HGH INCM COM 1,577 1,577 New 113,000
WHITING USA TR II TR UNIT 1,439 1,439 New 116,723
WEYERHAEUSER CO COM 1,407 -113 (7.42) 41,457
ISHARES U.S. PFD STK ETF 1,369 1,369 New 34,200
SELECTIVE INS GROUP INC COM 1,272 -1,641 (56.34) 53,049
BARRICK GOLD CORP COM 1,219 -90,896 (98.68) 66,274
TCP CAP CORP COM 1,133 -3,983 (77.86) 64,262
NAVIOS MARITIME HLDGS INC SPN ADR RP PFD G 1,076 383 55.35 42,100
EATON CORP PLC SHS 1,022 -1,040 (50.44) 14,640