NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 03/31/2015

Position Statistics

Total Positions 185
New Positions 16
Increased Positions 75
Decreased Positions 110
Positions with Activity 185
Sold Out Positions 38
Total Mkt Value (in $ millions) 7,943

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.32%
Capital Goods 7.01%
Conglomerates 0.04%
Consumer Cyclical 5.34%
Consumer/Non-Cyclical 2.81%
Energy 6.33%
Financial 26.99%
Healthcare 10.6%
Services 12.9%
Technology 17.7%
Transportation 2.36%
Utilities 2.3%

185 Activity Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
URSTADT BIDDLE PPTYS INC PFD-G CV 6.75% 751 -340 (31.15) 28,725
EXXON MOBIL CORP COM 561 -8 (1.46) 6,815
WEYERHAEUSER CO COM 486 -236 (32.73) 15,189
U M H PROPERTIES INC CV RED PFD-A 323 -687 (67.99) 12,393
UBS GROUP AG SHS 287 287 New 13,345
WASTE MGMT INC DEL COM 279 -571 (67.16) 6,002
MITSUBISHI UFJ FINL GROUP INC SPONSORED ADR 75 75 New 10,316
ACTUANT CORP CL A NEW -10,494 Sold Out 0
ALLY FINL INC COM -1,522 Sold Out 0
ANGLOGOLD ASHANTI LTD SPONSORED ADR -28,673 Sold Out 0
APPLE INC COM -3,518 Sold Out 0
ARES DYNAMIC CR ALLOCATION FD COM -4,710 Sold Out 0
AURICO GOLD INC COM -779 Sold Out 0
BOSTON PRIVATE FINL HLDGS INC DEP SHS -2,527 Sold Out 0
CANADIAN NAT RES LTD COM -71,422 Sold Out 0
CAPITAL ONE FINL CORP COM -115,183 Sold Out 0
CUSHING RTY & INCOME FD COM SH BEN INT -329 Sold Out 0
DENBURY RES INC COM NEW -4,655 Sold Out 0
EATON CORP PLC SHS -937 Sold Out 0
EQUITY COMWLTH CUM PFD E 7.25% -314 Sold Out 0