NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 06/30/2015

Position Statistics

Total Positions 158
New Positions 9
Increased Positions 62
Decreased Positions 94
Positions with Activity 156
Sold Out Positions 10
Total Mkt Value (in $ millions) 6,713

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.2%
Capital Goods 7.22%
Conglomerates 0%
Consumer Cyclical 5.19%
Consumer/Non-Cyclical 3.25%
Energy 6.85%
Financial 25.36%
Healthcare 9.63%
Services 11.4%
Technology 19.7%
Transportation 2.31%
Utilities 2.44%

156 Activity Positions as of 06/30/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES TR IBOXX INV CP ETF 744 -21,237 (96.62) 6,446
EXXON MOBIL CORP COM 484 -7 (1.47) 6,715
WEYERHAEUSER CO COM 274 -145 (34.66) 9,925
UBS GROUP AG SHS 242 -28 (10.53) 11,940
U M H PROPERTIES INC CV RED PFD-A 214 -104 (32.58) 8,356
CHEVRON CORP NEW COM 169 169 New 2,166
ANALOG DEVICES INC COM -3,546 Sold Out 0
ARLINGTON ASSET INVT CORP CL A NEW -3,347 Sold Out 0
HANNON ARMSTRONG SUST INFR CAP COM -2,962 Sold Out 0
HARTFORD FINL SVCS GROUP INC COM -86,469 Sold Out 0
ISHARES U.S. PFD STK ETF -2,905 Sold Out 0
NAVIOS MARITIME HLDGS INC SPON ADR PFD H -3,314 Sold Out 0
NORWEGIAN CRUISE LINE HLDGS LT SHS -43,283 Sold Out 0
SAGENT PHARMACEUTICALS INC COM -1,395 Sold Out 0
URSTADT BIDDLE PPTYS INC PFD-G CV 6.75% -756 Sold Out 0
WASTE MGMT INC DEL COM -296 Sold Out 0