NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 03/31/2014

Position Statistics

Total Positions 180
New Positions 16
Increased Positions 83
Decreased Positions 88
Positions with Activity 171
Sold Out Positions 17
Total Mkt Value (in $ millions) 11,769

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.54%
Capital Goods 4.87%
Conglomerates
Consumer Cyclical 6.12%
Consumer/Non-Cyclical 2.61%
Energy 14.05%
Financial 28.09%
Healthcare 8.25%
Services 13.88%
Technology 14.62%
Transportation 1.64%
Utilities 1.14%

171 Activity Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
MERCK & CO INC NEW COM 5,450 -1,781 (24.63) 93,255
MICROCHIP TECHNOLOGY INC COM 5,315 1,390 35.42 108,300
ARLINGTON ASSET INVT CORP CL A NEW 5,208 5,208 New 195,648
TEXAS ROADHOUSE INC COM 5,171 -2,327 (31.03) 203,919
TCP CAP CORP COM 5,137 -312 (5.72) 290,212
NIPPON TELEG & TEL CORP SPONSORED ADR 5,085 18 .35 157,479
ING GROEP N V SPONSORED ADR 4,954 4,954 New 360,797
ANALOG DEVICES INC COM 4,782 114 2.44 88,075
PENNANTPARK FLOATING RATE CAP COM 4,627 4,627 New 324,492
ASHFORD HOSPITALITY TR INC 9% CUM PFD SER E 4,349 25 .58 157,120
GENERAL PHYSICS CORP COM 4,240 -57 (1.33) 916,742
SUNCOR ENERGY INC NEW COM 4,030 -31 (0.76) 97,825
TRIPLEPOINT VENTR GRW BDC CORP COM 3,931 3,931 New 248,196
GENERAL ELECTRIC CO COM 3,903 4 .10 147,000
COTT CORP QUE COM 3,716 -6,036 (61.9) 527,050
ORION MARINE GROUP INC COM 3,118 -502 (13.86) 288,743
SELECTIVE INS GROUP INC COM 2,900 2,900 New 121,500
AURICO GOLD INC COM 1,911 -2 (0.11) 451,850
ENERGY TRANSFER EQUITY L P COM UT LTD PTN 1,875 1,875 New 32,600
BOSTON PRIVATE FINL HLDGS INC DEP SHS 1,794 804 81.24 72,060


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