NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 12/31/2013

Position Statistics

Total Positions 183
New Positions 22
Increased Positions 79
Decreased Positions 99
Positions with Activity 178
Sold Out Positions 19
Total Mkt Value (in $ millions) 11,522

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.39%
Capital Goods 4.75%
Conglomerates
Consumer Cyclical 5.06%
Consumer/Non-Cyclical 2.88%
Energy 14.38%
Financial 29.5%
Healthcare 8.77%
Services 11.03%
Technology 15.28%
Transportation 1.79%
Utilities 1.13%

178 Activity Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
MIDDLEBY CORP COM 5,568 -66 (1.18) 21,274
BANK NEW YORK MELLON CORP COM 5,339 169 3.26 158,200
MFS INTER INCOME TR SH BEN INT 5,239 5,239 New 990,383
TCP CAP CORP COM 5,119 -517 (9.18) 307,812
HORMEL FOODS CORP COM 4,990 -2,945 (37.11) 104,173
ANALOG DEVICES INC COM 4,582 1,247 37.41 85,975
GENERAL PHYSICS CORP COM 4,297 -696 (13.93) 929,056
ORION MARINE GROUP INC COM 4,244 -3,310 (43.82) 335,198
ASHFORD HOSPITALITY TR INC 9% CUM PFD SER E 4,209 121 2.97 156,220
NIPPON TELEG & TEL CORP SPONSORED ADR 4,112 4,112 New 156,929
GENERAL ELECTRIC CO COM 3,903 -32 (0.8) 146,850
MICROCHIP TECHNOLOGY INC COM 3,831 158 4.30 79,975
RELIANCE STEEL & ALUMINUM CO COM 3,735 8 .21 51,862
NATIONAL CINEMEDIA INC COM 3,667 -961 (20.78) 236,250
SUNCOR ENERGY INC NEW COM 3,606 3,048 546.39 98,575
PROCTER & GAMBLE CO COM 3,250 -472 (12.67) 40,000
TWENTY FIRST CENTY FOX INC CL A 2,955 -33 (1.1) 90,100
FORD MTR CO DEL COM PAR $0.01 2,720 2,720 New 168,950
NRG YIELD INC COM CL A 2,256 -1,434 (38.86) 52,700
EATON CORP PLC SHS 2,199 -124 (5.35) 29,540