NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 06/30/2015

Position Statistics

Total Positions 158
New Positions 9
Increased Positions 62
Decreased Positions 94
Positions with Activity 156
Sold Out Positions 10
Total Mkt Value (in $ millions) 6,941

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.17%
Capital Goods 7.21%
Conglomerates 0%
Consumer Cyclical 5.12%
Consumer/Non-Cyclical 3.24%
Energy 6.76%
Financial 25.51%
Healthcare 9.66%
Services 11.41%
Technology 19.69%
Transportation 2.32%
Utilities 2.45%

156 Activity Positions as of 06/30/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
GILEAD SCIENCES INC COM 15,650 3,460 28.38 145,200
SEAGATE TECHNOLOGY PLC SHS 12,830 1,772 16.02 253,160
PARAMOUNT GROUP INC COM 12,466 -1,710 (12.06) 741,171
REDWOOD TR INC COM 12,137 3,651 43.02 822,852
TEREX CORP NEW COM 11,770 1,447 14.02 513,534
ARES CAP CORP COM 11,029 1,084 10.90 703,403
CLEARWATER PAPER CORP COM 10,776 -4,951 (31.48) 192,402
UNITED PARCEL SERVICE INC CL B 10,266 2,967 40.64 104,075
PENNYMAC MTG INVT TR COM 9,894 -611 (5.81) 651,379
ASTRAZENECA PLC SPONSORED ADR 9,707 6,397 193.23 306,510
FREDS INC CL A 9,501 9,501 New 727,509
NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN 9,461 9,461 New 730,045
NIPPON TELEG & TEL CORP SPONSORED ADR 9,173 -1,715 (15.75) 239,820
HOMESTREET INC COM 6,842 -782 (10.26) 313,266
NEW RESIDENTIAL INVT CORP COM NEW 6,827 740 12.16 477,724
BANK NEW YORK MELLON CORP COM 6,761 -441 (6.13) 166,250
MKS INSTRUMENT INC COM 6,137 -3,105 (33.59) 182,553
CATERPILLAR INC DEL COM 6,068 1,162 23.68 79,900
HERCULES TECH GROWTH CAP INC COM 5,966 1,308 28.07 518,300
ASHFORD HOSPITALITY TR INC 9% CUM PFD SER E 5,930 419 7.61 227,207