NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 03/31/2014

Position Statistics

Total Positions 180
New Positions 16
Increased Positions 83
Decreased Positions 88
Positions with Activity 171
Sold Out Positions 17
Total Mkt Value (in $ millions) 11,768

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.51%
Capital Goods 4.81%
Conglomerates
Consumer Cyclical 5.79%
Consumer/Non-Cyclical 2.48%
Energy 14.33%
Financial 28.02%
Healthcare 8.21%
Services 14.46%
Technology 14.58%
Transportation 1.62%
Utilities 1.02%

171 Activity Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
FBR & CO COM NEW 26,599 138 .52 947,609
INTER PARFUMS INC COM 26,012 3,101 13.54 988,692
ASPEN INSURANCE HOLDINGS LTD SHS 25,699 -364 (1.4) 624,205
NEENAH PAPER INC COM 25,240 -4,447 (14.98) 497,238
JAZZ PHARMACEUTICALS PLC SHS USD 24,589 5,198 26.81 173,919
DENBURY RES INC COM NEW 24,587 1,589 6.91 1,422,018
LATTICE SEMICONDUCTOR CORP COM 24,231 1,190 5.16 3,471,555
MARTEN TRANS LTD COM 24,132 657 2.80 1,169,189
TRIMAS CORP COM NEW 23,675 -6,470 (21.46) 708,422
SAGENT PHARMACEUTICALS INC COM 22,207 4,666 26.60 855,750
ESTERLINE TECHNOLOGIES CORP COM 19,796 1,267 6.84 180,340
GSI GROUP INC CDA NEW COM NEW 19,515 -833 (4.09) 1,680,868
BOISE CASCADE CO DEL COM 18,359 1,869 11.34 628,080
LOUISIANA PAC CORP COM 18,178 10,607 140.09 1,319,170
ENERSYS COM 17,479 1,773 11.29 271,406
TESORO CORP COM 17,408 27 .15 293,111
ENTEGRIS INC COM 16,667 -1,256 (7.01) 1,438,065
PENNYMAC MTG INVT TR COM 16,515 -155 (0.93) 766,724
METHODE ELECTRS INC COM 16,384 -572 (3.37) 497,997
HOOKER FURNITURE CORP COM 16,302 1,613 10.98 1,100,744