NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 03/31/2014

Position Statistics

Total Positions 180
New Positions 16
Increased Positions 83
Decreased Positions 88
Positions with Activity 171
Sold Out Positions 17
Total Mkt Value (in $ millions) 11,949

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.43%
Capital Goods 4.9%
Conglomerates
Consumer Cyclical 6.01%
Consumer/Non-Cyclical 2.5%
Energy 14.48%
Financial 28.06%
Healthcare 8.19%
Services 14.12%
Technology 14.45%
Transportation 1.66%
Utilities 1.03%

171 Activity Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AGRIUM INC COM 92,674 -5,199 (5.31) 1,008,647
AVON PRODS INC COM 88,934 -3,241 (3.52) 6,607,312
MICROSEMI CORP COM 87,414 12,391 16.52 3,402,661
PHILLIPS 66 COM 82,888 -5,782 (6.52) 1,019,907
INTERNATIONAL RECTIFIER CORP COM 78,392 20,100 34.48 2,888,415
REINSURANCE GROUP AMER INC COM NEW 76,924 9,560 14.19 957,240
VALERO ENERGY CORP NEW COM 75,318 -4,944 (6.16) 1,557,770
PHILIP MORRIS INTL INC COM 73,527 -2,195 (2.9) 864,214
TERADYNE INC COM 71,513 10,792 17.77 3,713,038
FORESTAR GROUP INC COM 69,023 13,446 24.19 3,528,793
ORBITAL SCIENCES CORP COM 65,647 1,573 2.46 2,365,645
COHERENT INC COM 59,424 9,808 19.77 981,074
ELIZABETH ARDEN INC COM 55,239 14,369 35.16 2,609,297
BIO RAD LABS INC CL A 51,465 12,109 30.77 433,899
ISHARES IBOXX INV CP ETF 51,268 -671 (1.29) 429,132
HARMAN INTL INDS INC COM 48,625 -16,887 (25.78) 424,078
WESTERN ALLIANCE BANCORP COM 43,841 5,267 13.65 1,879,159
ALBANY INTL CORP CL A 43,599 4,867 12.57 1,164,186
TEXAS CAPITAL BANCSHARES INC COM 41,749 4,351 11.64 790,699
VERIFONE SYS INC COM 41,038 31,354 323.74 1,150,502