NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 03/31/2014

Position Statistics

Total Positions 180
New Positions 16
Increased Positions 83
Decreased Positions 88
Positions with Activity 171
Sold Out Positions 17
Total Mkt Value (in $ millions) 11,792

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.49%
Capital Goods 4.83%
Conglomerates
Consumer Cyclical 6.03%
Consumer/Non-Cyclical 2.61%
Energy 14.29%
Financial 28.17%
Healthcare 8.18%
Services 13.77%
Technology 14.65%
Transportation 1.64%
Utilities 1.17%

171 Activity Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
BARRICK GOLD CORP COM 93,618 -3,841 (3.94) 5,008,980
MICROSEMI CORP COM 91,498 12,970 16.52 3,402,661
AGRIUM INC COM 90,698 -5,088 (5.31) 1,008,647
INTERNATIONAL RECTIFIER CORP COM 81,684 20,944 34.48 2,888,415
PHILLIPS 66 COM 80,858 -5,641 (6.52) 1,019,907
VALERO ENERGY CORP NEW COM 76,596 -5,028 (6.16) 1,557,770
REINSURANCE GROUP AMER INC COM NEW 75,699 9,408 14.19 957,240
PHILIP MORRIS INTL INC COM 74,573 -2,226 (2.9) 864,214
TERADYNE INC COM 73,927 11,156 17.77 3,713,038
FORESTAR GROUP INC COM 66,094 12,876 24.19 3,528,793
ORBITAL SCIENCES CORP COM 65,434 1,568 2.46 2,365,645
COHERENT INC COM 64,074 10,575 19.77 981,074
ELIZABETH ARDEN INC COM 53,830 14,003 35.16 2,609,297
BIO RAD LABS INC CL A 51,217 12,050 30.77 433,899
ISHARES IBOXX INV CP ETF 50,886 -666 (1.29) 429,132
HARMAN INTL INDS INC COM 46,670 -16,208 (25.78) 424,078
WESTERN ALLIANCE BANCORP COM 45,513 5,467 13.65 1,879,159
ALBANY INTL CORP CL A 43,354 4,840 12.57 1,164,186
TREEHOUSE FOODS INC COM 41,714 -11,062 (20.96) 533,285
TEXAS CAPITAL BANCSHARES INC COM 41,512 4,327 11.64 790,699