NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 03/31/2014

Position Statistics

Total Positions 180
New Positions 16
Increased Positions 83
Decreased Positions 88
Positions with Activity 171
Sold Out Positions 17
Total Mkt Value (in $ millions) 11,923

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.43%
Capital Goods 4.83%
Conglomerates
Consumer Cyclical 5.9%
Consumer/Non-Cyclical 2.5%
Energy 14.42%
Financial 28.16%
Healthcare 8.17%
Services 14.22%
Technology 14.51%
Transportation 1.65%
Utilities 1.04%

180 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AMERICAN INTL GROUP INC COM NEW 385,724 -23,561 (5.76) 6,991,558
HARTFORD FINL SVCS GROUP INC COM 381,179 -18,415 (4.61) 10,626,684
APACHE CORP COM 375,658 -8,463 (2.2) 3,661,388
CITIGROUP INC COM NEW 352,296 -5,215 (1.46) 7,033,258
MICROSOFT CORP COM 347,587 -79,819 (18.68) 7,828,530
TEVA PHARMACEUTICAL INDS LTD ADR 342,429 16,445 5.05 6,294,655
TALISMAN ENERGY INC COM 323,056 2,436 .76 29,502,873
GENERAL MTRS CO COM 307,295 -8,799 (2.78) 8,598,061
CANADIAN NAT RES LTD COM 305,975 -175,374 (36.43) 6,685,057
TIME WARNER INC COM NEW 305,452 39,527 14.86 3,635,904
UNUM GROUP COM 293,559 -22,630 (7.16) 8,361,130
SANOFI SPONSORED ADR 284,087 -19,392 (6.39) 5,460,055
PFIZER INC COM 280,075 -44,094 (13.6) 9,231,207
AON PLC SHS CL A 277,876 -27,564 (9.03) 3,054,584
CENTURYLINK INC COM 266,164 -5,726 (2.11) 7,063,804
CA INC COM 257,439 -28,484 (9.96) 8,685,514
WELLS FARGO & CO NEW COM 252,325 -18,746 (6.92) 4,890,974
OCCIDENTAL PETE CORP DEL COM 247,689 110,117 80.04 2,455,284
JPMORGAN CHASE & CO COM 247,098 -12,600 (4.85) 4,176,072
ORACLE CORP COM 245,295 -18,203 (6.91) 6,061,155