NWQ INVESTMENT MANAGEMENT COMPANY, LLC Information

2049 CENTURY PARK EAST, LOS ANGELES, California, 90067, (310) 552-5114

Report Date: 09/30/2014

Position Statistics

Total Positions 196
New Positions 19
Increased Positions 86
Decreased Positions 104
Positions with Activity 190
Sold Out Positions 18
Total Mkt Value (in $ millions) 9,384

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.92%
Capital Goods 6.37%
Conglomerates 0.03%
Consumer Cyclical 5.27%
Consumer/Non-Cyclical 2.54%
Energy 9.24%
Financial 29.51%
Healthcare 7.21%
Services 14.29%
Technology 17.64%
Transportation 1.76%
Utilities 1.81%

196 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CITIGROUP INC COM NEW 290,162 -24,035 (7.65) 5,331,898
TEVA PHARMACEUTICAL INDS LTD ADR 266,665 -22,000 (7.62) 4,698,117
MICROSOFT CORP COM 235,710 -72,503 (23.52) 4,865,012
HARTFORD FINL SVCS GROUP INC COM 234,442 -85,572 (26.74) 5,548,924
UNUM GROUP COM 226,833 -14,011 (5.82) 6,404,084
AON PLC SHS CL A 217,932 -17,085 (7.27) 2,254,395
ORACLE CORP COM 213,477 -15,314 (6.69) 4,639,806
TERADYNE INC COM 211,590 40,872 23.94 10,490,318
CA INC COM 204,199 -14,153 (6.48) 6,517,678
JPMORGAN CHASE & CO COM 201,439 -14,259 (6.61) 3,224,058
PFIZER INC COM 199,345 -772 (0.39) 6,338,458
GENERAL MTRS CO COM 194,792 -22,072 (10.18) 5,804,278
WELLS FARGO & CO NEW COM 193,448 -18,634 (8.79) 3,487,441
CVS HEALTH CORP COM 189,786 -17,577 (8.48) 1,939,169
TALISMAN ENERGY INC COM 184,156 -3,318 (1.77) 23,489,275
INTERPUBLIC GROUP COS INC COM 184,105 -19,871 (9.74) 8,954,522
NORWEGIAN CRUISE LINE HLDGS LT SHS 170,000 -73,463 (30.17) 3,578,186
TARGET CORP COM 162,198 -14,140 (8.02) 2,171,613
APACHE CORP COM 160,539 -12,122 (7.02) 2,453,598
AMERICAN INTL GROUP INC COM NEW 160,369 -151,120 (48.52) 2,841,413