NOVEN FINANCIAL GROUP, INC. Information

1777 S. HARRISON STREET, DENVER, Colorado, 80210, (303) 782-9100

Report Date: 06/30/2014

Position Statistics

Total Positions 45
New Positions 11
Increased Positions 25
Decreased Positions 16
Positions with Activity 41
Sold Out Positions 10
Total Mkt Value (in $ millions) 137

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0%
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 90.65%
Healthcare 0.87%
Services 0.25%
Technology 0.91%
Transportation
Utilities

45 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
VANGUARD INDEX FDS GROWTH ETF 15,351 444 2.98 151,784
VANGUARD INDEX FDS MCAP GR IDXVIP 15,279 485 3.28 155,085
ISHARES TR S&P MC 400VL ETF 15,158 373 2.52 120,274
ISHARES MRNGSTR LG-CP VL 15,066 364 2.48 174,473
ISHARES TR RUS 2000 VAL ETF 14,143 494 3.62 143,375
ISHARES TR RUS 2000 GRW ETF 13,451 -3,788 (21.97) 99,979
VANGUARD ADMIRAL FDS INC MIDCP 400 VAL 7,093 7,093 New 74,268
POWERSHARES GLOBAL ETF TRUST AGG PFD PORT 5,381 295 5.80 376,045
SPDR GOLD TRUST GOLD SHS 3,308 -184 (5.28) 27,842
SPDR SERIES TRUST S&P 500 GROWTH 3,264 3,264 New 34,870
ISHARES TR MRNGSTR LG-CP GR 3,221 3,221 New 29,295
VANGUARD INDEX FDS MCAP VL IDXVIP 3,161 3,161 New 36,301
ISHARES MRGSTR MD CP VAL 3,143 3,143 New 25,264
VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 2,479 2,479 New 28,007
ISHARES U.S. PFD STK ETF 2,115 222 11.75 53,909
VANGUARD INDEX FDS TOTAL STK MKT 1,841 55 3.06 17,776
FIRST TR EXCHANGE TRADED FD II UTILITIES ALPH 1,309 1,309 New 56,213
ISHARES TR U.S. ENERGY ETF 1,261 1,261 New 23,249
POWERSHARES ETF TRUST DYN PHRMA PORT 1,260 -44 (3.4) 19,939
POWERSHARES ETF TRUST AERSPC DEF PTF 1,250 -68 (5.13) 37,995