NOVEN FINANCIAL GROUP, INC. Information

1777 S. HARRISON STREET, DENVER, Colorado, 80210, (303) 782-9100

Report Date: 12/31/2014

Position Statistics

Total Positions 49
New Positions 13
Increased Positions 21
Decreased Positions 25
Positions with Activity 46
Sold Out Positions 15
Total Mkt Value (in $ millions) 139

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 85.97%
Healthcare 1.56%
Services 0.25%
Technology 1.11%
Transportation
Utilities

49 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
VANGUARD INDEX FDS GROWTH ETF 18,578 -1,673 (8.26) 170,005
ISHARES TR SP SMCP600GR ETF 15,010 15,010 New 118,274
ISHARES TR RUS MD CP GR ETF 14,962 14,962 New 153,034
VANGUARD INDEX FDS MCAP VL IDXVIP 14,547 14,547 New 158,727
VANGUARD INDEX FDS SM CP VAL ETF 14,413 14,413 New 133,589
VANGUARD INDEX FDS VALUE ETF 14,047 14,047 New 165,297
VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 7,856 5,029 177.95 75,379
POWERSHARES GLOBAL ETF TRUST AGG PFD PORT 5,864 -153 (2.55) 393,047
VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 4,825 4,825 New 53,350
ISHARES GOLD TRUST ISHARES 3,460 2,554 281.85 298,310
ISHARES U.S. PFD STK ETF 2,870 217 8.16 71,688
ISHARES TR MRNGSTR LG-CP GR 2,769 -367 (11.69) 23,009
SPDR SERIES TRUST S&P 500 GROWTH 2,740 -364 (11.71) 27,261
VANGUARD INDEX FDS MCAP GR IDXVIP 2,626 -14,550 (84.71) 24,663
VANGUARD ADMIRAL FDS INC MIDCP 400 VAL 2,473 -5,370 (68.47) 25,061
VANGUARD INDEX FDS TOTAL STK MKT 1,956 44 2.29 17,976
AMPIO PHARMACEUTICALS INC COM 1,380 New 238,390
APPLE INC COM 1,018 23 2.31 7,916
BERKSHIRE HATHAWAY INC DEL CL B NEW 974 447 84.77 6,720
ISHARES SILVER TRUST ISHARES 847 -174 (17.03) 54,684