NOVEN FINANCIAL GROUP, INC. Information

1777 S. HARRISON STREET, DENVER, Colorado, 80210, (303) 782-9100

Report Date: 09/30/2014

Position Statistics

Total Positions 43
New Positions 8
Increased Positions 21
Decreased Positions 19
Positions with Activity 40
Sold Out Positions 7
Total Mkt Value (in $ millions) 142

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 89.96%
Healthcare 1.3%
Services 0.25%
Technology 1.05%
Transportation
Utilities

43 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
VANGUARD INDEX FDS GROWTH ETF 19,050 3,446 22.09 185,310
VANGUARD INDEX FDS MCAP GR IDXVIP 16,139 621 4.00 161,293
ISHARES TR S&P MC 400VL ETF 15,549 622 4.16 125,282
ISHARES 10-20 YR TRS ETF 15,175 15,175 New 106,972
ISHARES TR IBOXX INV CP ETF 14,886 14,886 New 120,151
ISHARES MRNGSTR LG-CP VL 14,880 636 4.47 182,265
VANGUARD ADMIRAL FDS INC MIDCP 400 VAL 7,445 489 7.04 79,494
POWERSHARES GLOBAL ETF TRUST AGG PFD PORT 5,993 405 7.25 403,311
SPDR GOLD TRUST GOLD SHS 3,309 -128 (3.71) 26,808
SPDR SERIES TRUST S&P 500 GROWTH 2,933 -379 (11.45) 30,878
ISHARES TR MRNGSTR LG-CP GR 2,933 -365 (11.06) 26,056
ISHARES MRGSTR MD CP VAL 2,743 -328 (10.7) 22,562
VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 2,670 2,670 New 27,120
ISHARES U.S. PFD STK ETF 2,649 494 22.95 66,280
VANGUARD INDEX FDS TOTAL STK MKT 1,812 -21 (1.14) 17,574
AMPIO PHARMACEUTICALS INC COM 1,197 206 20.79 238,390
ISHARES SILVER TRUST ISHARES 1,090 -24 (2.12) 65,910
ISHARES TR U.S. TECH ETF 1,030 1,030 New 10,267
SELECT SECTOR SPDR TR TECHNOLOGY 1,021 1,021 New 25,587
ISHARES GOLD TRUST ISHARES 971 407 72.09 78,122