NORTHERN TRUST CORP Information

50 S LASALLE ST, CHICAGO, Illinois, 60603, (312) 630-6000

Report Date: 09/30/2014

Position Statistics

Total Positions 4,387
New Positions 193
Increased Positions 2,346
Decreased Positions 1,914
Positions with Activity 4,260
Sold Out Positions 102
Total Mkt Value (in $ millions) 339,167

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.88%
Capital Goods 4.16%
Conglomerates 0.18%
Consumer Cyclical 3.91%
Consumer/Non-Cyclical 6.92%
Energy 6.8%
Financial 18.76%
Healthcare 10.92%
Services 18.48%
Technology 17.34%
Transportation 2.37%
Utilities 3.24%

4,387 Positions as of 09/30/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ISHARES 10-20 YR TRS ETF 13,950 -99 (0.7) 103,993
ISHARES 1-3 YR CR BD ETF 757,062 -27,442 (3.5) 7,210,111
ISHARES TR 1-3 YR TR BD ETF 1,230 -240 (16.32) 14,579
VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 301 New 2,971
ACACIA RESH CORP ACACIA TCH COM 10,287 -626 (5.74) 563,684
ABERDEEN ASSET MGMT PLC ADR 3,034 3,034 New 222,448
ACCOR S A ADR 1,788 1,788 New 194,774
AIRPORTS OF THAILAND PUB CO LT ADR 420 420 New 4,900
ARYZTA AG ADR 3 3 New 71
ASSA ABLOY AB ADR 3,169 3,169 New 119,046
AVIVA PLC ADR 26,866 -5,282 (16.43) 1,760,546
BANCO SANTANDER SA ADR 44,732 -32,002 (41.71) 5,159,383
BANK OF CHINA ADR 6 6 New 418
BARCLAYS PLC ADR 45,049 3,704 8.96 2,985,327
BT GROUP PLC ADR 26,869 -11,121 (29.27) 418,527
CARNIVAL PLC ADR 15,759 3,435 27.87 353,018
COCA-COLA HBC AG ADR -16,279 Sold Out 0
CRH PLC ADR 4,489 392 9.57 185,743
DISTRIBUIDORA INTERNACIONAL DE ADR 759 759 New 55,097
DR REDDYS LABS LTD ADR 17,263 7,080 69.53 347,488