NORTHERN TRUST CORP Information

50 S LASALLE ST, CHICAGO, Illinois, 60603, (312) 630-6000

Report Date: 03/31/2014

Position Statistics

Total Positions 4,195
New Positions 155
Increased Positions 1,824
Decreased Positions 2,216
Positions with Activity 4,040
Sold Out Positions 57
Total Mkt Value (in $ millions) 332,090

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.17%
Capital Goods 4.29%
Conglomerates 0.15%
Consumer Cyclical 3.82%
Consumer/Non-Cyclical 6.63%
Energy 9.06%
Financial 18.27%
Healthcare 10.48%
Services 17.94%
Technology 17.25%
Transportation 2.21%
Utilities 3.09%

4,195 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
ABERDEEN GLOBAL INCOME FD INC COM -176 Sold Out 0
ADVANTEST CORP SPON ADR NEW -148 Sold Out 0
ALLIED HEALTHCARE PRODS INC COM -22 Sold Out 0
AMERICAN EAGLE ENERGY CORP COM NEW -68 Sold Out 0
AMERICAN INTL GROUP INC WT EXP 011921 -2,764 Sold Out 0
ARCA BIOPHARMA INC COM NEW -45 Sold Out 0
AVID TECHNOLOGY INC COM -3,450 Sold Out 0
BANK OF AMERICA CORPORATION 7.25%CNV PFD L -7,232 Sold Out 0
BLACKROCK MUN TARGET TERM TR COM SHS BEN IN -232 Sold Out 0
BLACKROCK MUNIVEST FD INC COM -105 Sold Out 0
BOARDWALK PIPELINE PARTNERS LP UT LTD PARTNER -2,249 Sold Out 0
CALAMOS STRATEGIC TOTL RETN FD COM SH BEN INT -261 Sold Out 0
CENTRAL FD CDA LTD CL A -142 Sold Out 0
CLEARBRIDGE ENERGY MLP FD INC COM -274 Sold Out 0
CLEARBRIDGE ENERGY MLP TR FD COM -278 Sold Out 0
CONTRAVIR PHARMACEUTICALS INC COM -193 Sold Out 0
CURRENCYSHARES AUSTRALIAN DLR AUSTRALIAN DOL -316 Sold Out 0
CUSHING MLP TOTAL RETURN FD COM SHS -108 Sold Out 0
DARA BIOSCIENCES INC COM PAR $ -9 Sold Out 0
DOLAN CO COM -4 Sold Out 0