NORTHERN TRUST CORP Information

50 S LASALLE ST, CHICAGO, Illinois, 60603, (312) 630-6000

Report Date: 09/30/2014

Position Statistics

Total Positions 4,391
New Positions 193
Increased Positions 2,348
Decreased Positions 1,916
Positions with Activity 4,264
Sold Out Positions 102
Total Mkt Value (in $ millions) 321,733

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.83%
Capital Goods 4.17%
Conglomerates 0.18%
Consumer Cyclical 3.92%
Consumer/Non-Cyclical 6.96%
Energy 6.5%
Financial 18.73%
Healthcare 11.37%
Services 18.42%
Technology 17.14%
Transportation 2.37%
Utilities 3.25%

4,391 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CROSSROADS SYS INC COM NEW 56 New 25,004
GULF COAST ULTRA DEEP RTY TR ROYALTY TR UNT 56 -10 (15.51) 53,471
HEMISPHERX BIOPHARMA INC COM 56 (0.17) 236,866
YUMA ENERGY INC COM 55 55 New 19,367
SUNSHINE HEART INC COM 55 27 96.54 15,004
ERBA DIAGNOSTICS COM 54 New 19,909
VERMILLION INC COM NEW 53 1 1.98 37,341
CELSION CORPORATION COM PAR $0.01 53 2 3.25 22,406
LOCAL CORP COM 53 (0.15) 44,135
AMREP CORP NEW COM 53 -19 (26.67) 14,198
THOMPSON CREEK METALS CO INC COM 52 -60 (53.4) 36,201
COSI INC COM NEW 52 New 30,223
VISION-SCIENCES INC DEL COM 52 New 43,013
VERSAR INC COM 51 2 3.43 16,964
ONCONOVA THERAPEUTICS INC COM 50 -189 (78.99) 12,737
VIDEO DISPLAY CORP COM 50 .38 17,104
INTERCLOUD SYS INC COM NEW 50 50 New 17,945
ROYAL BANCSHARES PA INC CL A 49 19 62.85 31,706
CEL SCI CORP COM PAR $0.01 49 -5 (8.88) 90,871
AUTHENTIDATE HLDG CORP COM NEW 49 (0.13) 56,804