NORTHERN TRUST CORP Information

50 S LASALLE ST, CHICAGO, Illinois, 60603, (312) 630-6000

Report Date: 09/30/2014

Position Statistics

Total Positions 4,379
New Positions 195
Increased Positions 2,345
Decreased Positions 1,907
Positions with Activity 4,252
Sold Out Positions 102
Total Mkt Value (in $ millions) 335,696

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.81%
Capital Goods 4.13%
Conglomerates 0.17%
Consumer Cyclical 3.86%
Consumer/Non-Cyclical 6.99%
Energy 6.62%
Financial 18.16%
Healthcare 11.47%
Services 18.88%
Technology 17.11%
Transportation 2.37%
Utilities 3.38%

4,379 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
VERMILLION INC COM NEW 65 1 1.98 37,341
ACTIVE POWER INC COM NEW 65 (0.25) 35,947
SIEBERT FINL CORP COM 64 .67 35,557
CROSSROADS SYS INC COM NEW 63 New 25,004
GULF COAST ULTRA DEEP RTY TR ROYALTY TR UNT 63 -11 (15.51) 53,471
ALEXZA PHARMACEUTICALS INC COM NEW 62 -4 (5.41) 29,487
CORMEDIX INC COM 62 New 27,665
MAST THERAPEUTICS INC COM 61 New 129,547
CEL SCI CORP COM PAR $0.01 61 -6 (8.88) 90,871
CONATUS PHARMACEUTICALS INC COM 61 -302 (83.24) 10,555
CHARLES & COLVARD LTD COM 61 (0.26) 35,473
ENSERVCO CORP COM 61 24 64.97 32,057
UQM TECHNOLOGIES INC COM 60 (0.34) 64,948
EDUCATION MGMT CORP NEW COM 60 -10 (14.78) 221,551
NISKA GAS STORAGE PARTNERS LLC UNIT LTD LIABI 59 3 5.29 13,924
PERFUMANIA HLDGS INC COM NEW 59 New 10,265
TETRALOGIC PHARMACEUTICALS CP COM 58 -27 (31.46) 10,554
SYNACOR INC COM 58 New 26,934
ROYAL BANCSHARES PA INC CL A 57 22 62.85 31,706
URANIUM RES INC COM PAR$0.001NEW 56 (0.34) 30,282