NORTHERN TRUST CORP Information

50 S LASALLE ST, CHICAGO, Illinois, 60603, (312) 630-6000

Report Date: 12/31/2013

Position Statistics

Total Positions 4,118
New Positions 141
Increased Positions 2,566
Decreased Positions 1,422
Positions with Activity 3,988
Sold Out Positions 63
Total Mkt Value (in $ millions) 313,197

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.2%
Capital Goods 4.54%
Conglomerates 0.17%
Consumer Cyclical 3.88%
Consumer/Non-Cyclical 6.99%
Energy 8.98%
Financial 18.69%
Healthcare 10.29%
Services 17.99%
Technology 16.66%
Transportation 2.13%
Utilities 3.29%

4,118 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ATLAS ENERGY LP COM UNITS LP -191 Sold Out 0
BLACKROCK MUNIYIELD CALI QLTY COM -280 Sold Out 0
CANADIAN SOLAR INC COM -432 Sold Out 0
CNH INDL N V SHS -610 Sold Out 0
COFFEE HLDGS INC COM -74 Sold Out 0
CROSS TIMBERS RTY TR TR UNIT -330 Sold Out 0
DOMINION DIAMOND CORP COM -138 Sold Out 0
EATON VANCE CALIF MUN BD FD COM -139 Sold Out 0
EATON VANCE LTD DUR INCOME FD COM -257 Sold Out 0
EATON VANCE TAX ADVT DIV INCM COM -242 Sold Out 0
EATON VANCE TAX MNGD GBL DV EQ COM -283 Sold Out 0
ELAN PLC ADR -1,464 Sold Out 0
EMBOTELLADORA ANDINA S A SPON ADR B -210 Sold Out 0
FLY LEASING LTD SPONSORED ADR -263 Sold Out 0
GAMCO GLOBAL GOLD NAT RES & IN COM SH BEN INT -245 Sold Out 0
GYRODYNE CO AMER INC COM -44 Sold Out 0
HANCOCK JOHN PREMUIM DIV FD COM SH BEN INT -643 Sold Out 0
HAUPPAUGE DIGITAL INC COM -4 Sold Out 0
HC2 HLDGS INC COM -528 Sold Out 0
IAMGOLD CORP COM -97 Sold Out 0