NORTHERN TRUST CORP Information

50 S LASALLE ST, CHICAGO, Illinois, 60603, (312) 630-6000

Report Date: 12/31/2015

Position Statistics

Total Positions 4,275
New Positions 99
Increased Positions 1,946
Decreased Positions 1,937
Positions with Activity 3,883
Sold Out Positions 76
Total Mkt Value (in $ millions) 307,830

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.22%
Capital Goods 3.88%
Conglomerates 0.16%
Consumer Cyclical 4.1%
Consumer/Non-Cyclical 6.9%
Energy 5.7%
Financial 18.96%
Healthcare 11.01%
Services 19.38%
Technology 16.69%
Transportation 2.12%
Utilities 3.25%

4,275 Positions as of 12/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ADCARE HEALTH SYSTEMS INC COM NEW 33 New 14,998
PROFIRE ENERGY INC COM 32 New 36,700
SYPRIS SOLUTIONS INC COM 32 New 28,243
CROSSROADS CAP INC COM 32 -1 (3.02) 12,855
MAST THERAPEUTICS INC COM 31 New 102,959
ONCOSEC MED INC COM NEW 30 New 15,426
PROVECTUS BIOPHARMACEUTICALS I COM 30 New 60,000
COGENTIX MED INC COM 30 New 28,415
STEREOTAXIS INC COM NEW 30 New 20,567
LIGHTPATH TECHNOLOGIES INC CL A NEW 30 New 15,597
SIEBERT FINL CORP COM 30 New 24,918
WARREN RES INC COM 29 (0.1) 184,333
XTERA COMMUNICATIONS INC COM 29 29 New 10,673
BIND THERAPEUTICS INC COM 29 New 19,809
ALLIQUA BIOMEDICAL INC COM NEW 28 New 30,341
BLUELINX HLDGS INC COM 28 New 40,661
GORDMANS STORES INC COM 28 New 12,385
BARNWELL INDS INC COM 28 (0.91) 16,200
HEMISPHERX BIOPHARMA INC COM 28 New 203,581
ODYSSEY MARINE EXPLORATION INC COM NEW 28 New 10,046