NORTHERN TRUST CORP Information

50 S LASALLE ST, CHICAGO, Illinois, 60603, (312) 630-6000

Report Date: 12/31/2013

Position Statistics

Total Positions 4,118
New Positions 141
Increased Positions 2,566
Decreased Positions 1,422
Positions with Activity 3,988
Sold Out Positions 63
Total Mkt Value (in $ millions) 313,197

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.2%
Capital Goods 4.54%
Conglomerates 0.17%
Consumer Cyclical 3.88%
Consumer/Non-Cyclical 6.99%
Energy 8.98%
Financial 18.69%
Healthcare 10.29%
Services 17.99%
Technology 16.66%
Transportation 2.13%
Utilities 3.29%

4,118 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
GLOBAL GEOPHYSICAL SVCS INC COM 35 (0.3) 311,289
ENTREMED INC COM NEW 34 New 17,770
DELCATH SYS INC COM NEW 33 New 8,566
CESCA THERAPEUTICS INC COM 32 New 22,549
OCEAN PWR TECHNOLOGIES INC COM NEW 31 New 11,259
GEVO INC COM 31 New 37,050
SOLITARIO EXPL & RTY CORP COM 30 New 24,890
FORWARD INDS INC N Y COM NEW 30 New 18,486
ASCENT SOLAR TECHNOLOGIES INC COM 30 New 61,791
FULL HOUSE RESORTS INC COM 30 (1.09) 14,657
AXOGEN INC COM 30 (0.95) 10,386
UNITEK GLOBAL SVCS INC COM PAR $.00002 30 New 18,295
LIGHTBRIDGE CORP COM 30 New 12,408
WELLS GARDNER ELECTRS CORP COM 29 New 17,025
CAMBIUM LEARNING GRP INC COM 29 New 13,226
GSE HLDG INC COM 28 .09 108,389
LUCAS ENERGY INC COM NEW 28 New 42,507
BACTERIN INTL HLDGS INC COM 27 New 39,278
INSTITUTIONAL FINL MKTS INC COM 26 (0.72) 13,738
HOLLYWOOD MEDIA CORP COM 26 (0.98) 20,304