NORTHERN TRUST CORP Information

50 S LASALLE ST, CHICAGO, Illinois, 60603, (312) 630-6000

Report Date: 09/30/2014

Position Statistics

Total Positions 4,376
New Positions 195
Increased Positions 2,345
Decreased Positions 1,904
Positions with Activity 4,249
Sold Out Positions 102
Total Mkt Value (in $ millions) 325,795

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.86%
Capital Goods 4.17%
Conglomerates 0.18%
Consumer Cyclical 3.9%
Consumer/Non-Cyclical 6.96%
Energy 6.6%
Financial 18.07%
Healthcare 11.5%
Services 18.86%
Technology 17.05%
Transportation 2.35%
Utilities 3.41%

4,376 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
RELM WIRELESS CORP COM 93 -6 (5.91) 17,308
COMSTOCK MNG INC COM 93 (0.41) 86,312
USA TECHNOLOGIES INC COM NO PAR 92 (0.27) 46,747
BSQUARE CORP COM NEW 91 -7 (7.07) 20,560
DREYFUS STRATEGIC MUNS INC COM 91 New 10,606
CTI INDUSTRIES CORP COM NEW 91 New 22,721
NETSOL TECHNOLOGIES INC COM PAR $.001 91 6 7.10 22,314
AU OPTRONICS CORP SPONSORED ADR 91 3 3.66 16,200
EMERSON RADIO CORP COM NEW 91 -2 (1.91) 86,379
AGILE THERAPEUTICS INC COM 90 90 New 10,378
NEWTEK BUSINESS SVCS CORP COM NEW 90 -23 (20.35) 6,326
AVEO PHARMACEUTICALS INC COM 90 -395 (81.41) 95,323
ANTHERA PHARMACEUTICALS INC COM NEW 90 (0.26) 36,029
U S GLOBAL INVS INC CL A 90 (0.27) 27,294
PORTUGAL TELECOM SGPS S A SPONSORED ADR 89 -549 (86.02) 123,372
APRICUS BIOSCIENCES INC COM 88 1 .65 63,665
EMBOTELLADORA ANDINA S A SPON ADR B 88 -510 (85.34) 5,231
SYPRIS SOLUTIONS INC COM 87 (0.17) 36,307
GENVEC INC COM NEW 87 2 2.89 25,545
REEDS INC COM 86 New 16,127