NORTHERN TRUST CORP Information

50 S LASALLE ST, CHICAGO, Illinois, 60603, (312) 630-6000

Report Date: 03/31/2014

Position Statistics

Total Positions 4,195
New Positions 155
Increased Positions 1,824
Decreased Positions 2,216
Positions with Activity 4,040
Sold Out Positions 57
Total Mkt Value (in $ millions) 332,090

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.17%
Capital Goods 4.29%
Conglomerates 0.15%
Consumer Cyclical 3.82%
Consumer/Non-Cyclical 6.63%
Energy 9.06%
Financial 18.27%
Healthcare 10.48%
Services 17.94%
Technology 17.25%
Transportation 2.21%
Utilities 3.09%

4,195 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
URANIUM RES INC COM PAR$0.001NEW 77 18 29.67 30,550
INSIGNIA SYS INC COM 77 4 5.76 24,684
BDCA VENTURE INC COM 76 76 New 13,051
TETRALOGIC PHARMACEUTICALS CP COM 76 76 New 15,050
RELM WIRELESS CORP COM 75 7 9.77 18,396
CHARLES & COLVARD LTD COM 74 New 35,718
CELSION CORPORATION COM PAR $0.01 74 New 21,866
BARCLAYS BK PLC IPMS INDIA ETN 74 74 New 1,046
IEC ELECTRS CORP NEW COM 74 New 17,102
VENAXIS INC COM 74 -24 (24.7) 38,105
NETLIST INC COM 73 New 55,835
CROSSROADS SYS INC COM NEW 73 New 25,004
VIRCO MFG CO COM 73 New 28,976
OPEXA THERAPEUTICS INC COM NEW 72 New 45,117
WAVE SYSTEMS CORP CL A PAR $0.01 71 14 24.39 52,302
UTSTARCOM HOLDINGS CORP SHS NEW 71 7 11.15 23,926
CARDICA INC COM 70 21 41.26 59,240
NATURAL ALTERNATIVES INTL INC COM NEW 70 New 12,698
BSQUARE CORP COM NEW 69 -6 (7.84) 22,171
PERFUMANIA HLDGS INC COM NEW 68 68 New 10,265