NORTHERN TRUST CORP Information

50 S LASALLE ST, CHICAGO, Illinois, 60603, (312) 630-6000

Report Date: 03/31/2014

Position Statistics

Total Positions 4,196
New Positions 155
Increased Positions 1,825
Decreased Positions 2,216
Positions with Activity 4,041
Sold Out Positions 57
Total Mkt Value (in $ millions) 330,706

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.18%
Capital Goods 4.34%
Conglomerates 0.15%
Consumer Cyclical 3.86%
Consumer/Non-Cyclical 6.76%
Energy 9.04%
Financial 18.22%
Healthcare 10.5%
Services 17.97%
Technology 16.99%
Transportation 2.19%
Utilities 3.15%

4,196 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
VENAXIS INC COM 87 -28 (24.7) 38,105
NETSOL TECHNOLOGIES INC COM PAR $.001 86 New 21,272
PLANAR SYS INC COM 86 9 12.31 34,348
CEL SCI CORP COM PAR $0.01 85 49 137.20 71,866
SUMMER INFANT INC COM 85 New 28,079
MFS INTER INCOME TR SH BEN INT 84 New 15,700
PRIMERO MNG CORP COM 84 84 New 10,475
ASTROTECH CORP COM 82 New 27,540
VERSO PAPER CORP COM 82 17 26.69 31,877
FIELDPOINT PETROLEUM CORP COM 82 New 16,593
REEDS INC COM 81 3 4.23 16,127
CAFEPRESS INC COM 81 New 15,640
ROYALE ENERGY INC COM NEW 81 New 20,815
LEARNING TREE INTL INC COM 80 New 33,362
CHARLES & COLVARD LTD COM 79 New 35,718
MAST THERAPEUTICS INC COM 79 26 49.38 129,547
IMPAC MTG HLDGS INC COM NEW 79 New 15,686
SMITH MICRO SOFTWARE INC COM 78 2 3.28 73,050
TETRALOGIC PHARMACEUTICALS CP COM 77 77 New 15,050
INTEST CORP COM 77 New 19,041