NORTHERN TRUST CORP Information

50 S LASALLE ST, CHICAGO, Illinois, 60603, (312) 630-6000

Report Date: 09/30/2014

Position Statistics

Total Positions 4,387
New Positions 193
Increased Positions 2,346
Decreased Positions 1,914
Positions with Activity 4,260
Sold Out Positions 102
Total Mkt Value (in $ millions) 339,167

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.88%
Capital Goods 4.16%
Conglomerates 0.18%
Consumer Cyclical 3.91%
Consumer/Non-Cyclical 6.92%
Energy 6.8%
Financial 18.76%
Healthcare 10.92%
Services 18.48%
Technology 17.34%
Transportation 2.37%
Utilities 3.24%

4,387 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
COLLECTORS UNIVERSE INC COM NEW 2,125 1,173 123.23 100,157
SERVICEMASTER GLOBAL HLDGS INC COM 2,121 2,121 New 81,655
RIGEL PHARMACEUTICALS INC COM NEW 2,117 -177 (7.71) 962,387
SILVER WHEATON CORP COM 2,113 -1,314 (38.33) 108,320
Q2 HLDGS INC COM 2,110 1,521 258.43 103,936
TRISTATE CAP HLDGS INC COM 2,107 1,134 116.52 195,057
NORTHWEST BIOTHERAPEUTICS INC COM PAR $0.001 2,105 1,587 306.19 379,991
OLYMPUS CORP SPONSORED ADR 2,105 2,105 New 57,998
ARDMORE SHIPPING CORP COM 2,100 1,539 274.45 185,807
AEROPOSTALE COM 2,096 -94 (4.29) 899,767
NUMEREX CORP PA CL A 2,095 -282 (11.86) 190,443
COUPONS COM INC COM 2,095 1,537 276.01 125,047
NEURALSTEM INC COM 2,089 1,478 241.85 794,248
ALLIANCE FIBER OPTIC PRODS INC COM NEW 2,086 49 2.41 144,629
MODEL N INC COM 2,082 1,085 108.91 196,756
COMMERCIAL VEH GROUP INC COM 2,080 88 4.39 303,672
ZOES KITCHEN INC COM 2,072 1,383 200.61 72,691
KINGFISHER PLC SPON ADR PAR 2,069 2,069 New 199,763
LINN ENERGY LLC UNIT LTD LIAB 2,068 -67 (3.13) 183,819
BROOKFIELD RESIDENTIAL PPTYS I COM 2,066 346 20.11 90,363