NORTHERN TRUST CORP Information

50 S LASALLE ST, CHICAGO, Illinois, 60603, (312) 630-6000

Report Date: 09/30/2014

Position Statistics

Total Positions 4,378
New Positions 195
Increased Positions 2,345
Decreased Positions 1,906
Positions with Activity 4,251
Sold Out Positions 102
Total Mkt Value (in $ millions) 330,346

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.82%
Capital Goods 4.17%
Conglomerates 0.18%
Consumer Cyclical 3.92%
Consumer/Non-Cyclical 7%
Energy 6.46%
Financial 18.08%
Healthcare 11.51%
Services 18.9%
Technology 17.1%
Transportation 2.37%
Utilities 3.43%

4,378 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
HOUSTON WIRE & CABLE CO COM 2,211 -194 (8.08) 196,010
ISHARES MSCI JAPAN ETF 2,211 -4,336 (66.23) 189,095
GSI TECHNOLOGY COM 2,207 -848 (27.77) 426,012
PETROQUEST ENERGY INC COM 2,203 -61 (2.71) 701,463
BROOKFIELD RESIDENTIAL PPTYS I COM 2,184 366 20.11 90,363
PAMPA ENERGIA S A SPONS ADR LVL I 2,181 1,349 162.13 197,714
PROCERA NETWORKS INC COM NEW 2,173 -165 (7.07) 236,747
USA TRUCK INC COM 2,168 1,328 158.10 74,763
FLEXSTEEL INDS INC COM 2,165 -77 (3.43) 68,927
ASHFORD INC COM 2,162 689 46.73 18,170
AIMIA INC COM 2,161 2,161 New 211,211
MIDWESTONE FINL GROUP INC NEW COM 2,157 -12 (0.56) 76,507
THRESHOLD PHARMACEUTICAL INC COM NEW 2,153 4 .17 574,207
MODEL N INC COM 2,149 1,120 108.91 196,756
CULP INC COM 2,148 16 .76 103,606
TALLGRASS ENERGY PARTNERS LP COM UNIT 2,147 195 10 44,000
SKULLCANDY INC COM 2,146 36 1.72 209,586
FRANKS INTL N V COM 2,146 -61 (2.75) 133,702
UNIVERSAL TECHNICAL INST INC COM 2,145 -171 (7.37) 252,394
ARDMORE SHIPPING CORP COM 2,144 1,572 274.45 185,807