NORTHERN TRUST CORP Information

50 S LASALLE ST, CHICAGO, Illinois, 60603, (312) 630-6000

Report Date: 09/30/2014

Position Statistics

Total Positions 4,400
New Positions 192
Increased Positions 2,352
Decreased Positions 1,921
Positions with Activity 4,273
Sold Out Positions 102
Total Mkt Value (in $ millions) 336,759

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.99%
Capital Goods 4.21%
Conglomerates 0.18%
Consumer Cyclical 3.89%
Consumer/Non-Cyclical 6.89%
Energy 7.52%
Financial 18.49%
Healthcare 11.01%
Services 18.08%
Technology 17.12%
Transportation 2.35%
Utilities 3.18%

102 Sold Out Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
ADMINISTRADORA FONDOS PENSIONE SPONSORED ADR -884 Sold Out 0
ADVISORSHARES TR RANGER EQUITY BE -114 Sold Out 0
ALERE INC PERP PFD CONV SE -2,521 Sold Out 0
ARGOS THERAPEUTICS INC COM -340 Sold Out 0
ASCENT SOLAR TECHNOLOGIES INC COM NEW -11 Sold Out 0
ASSEMBLY BIOSCIENCES INC COM -56 Sold Out 0
ASTERIAS BIOTHERAPEUTICS INC COM SER A -261 Sold Out 0
BACTERIN INTL HLDGS INC COM NEW -11 Sold Out 0
BARCLAYS BANK PLC ETN DJUBS GRNS37 -290 Sold Out 0
BEAR ST FINL INC COM -286 Sold Out 0
BIND THERAPEUTICS INC COM -401 Sold Out 0
BIOTIME INC WT EXP 100118 -91 Sold Out 0
BLACKROCK MUNIVEST FD INC COM -129 Sold Out 0
BLUE CAP REINS HLDGS LTD COM -929 Sold Out 0
CAPITALA FIN CORP COM -584 Sold Out 0
CENTRUS ENERGY CORP CL A -106 Sold Out 0
CHEMBIO DIAGNOSTICS INC COM NEW -72 Sold Out 0
CHEMUNG FINL CORP COM -857 Sold Out 0
COCA-COLA HBC AG ADR -19,115 Sold Out 0
CROSS TIMBERS RTY TR TR UNIT -216 Sold Out 0