NORTHERN TRUST CORP Information

50 S LASALLE ST, CHICAGO, Illinois, 60603, (312) 630-6000

Report Date: 06/30/2014

Position Statistics

Total Positions 4,259
New Positions 139
Increased Positions 1,356
Decreased Positions 2,741
Positions with Activity 4,097
Sold Out Positions 48
Total Mkt Value (in $ millions) 317,326

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.07%
Capital Goods 4.16%
Conglomerates 0.15%
Consumer Cyclical 3.72%
Consumer/Non-Cyclical 7.04%
Energy 7.95%
Financial 18.63%
Healthcare 10.87%
Services 18.15%
Technology 16.84%
Transportation 2.32%
Utilities 3.3%

48 Sold Out Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
58 COM INC SPON ADR REP A -424 Sold Out 0
ACCRETIVE HEALTH INC COM -6,457 Sold Out 0
AURICO GOLD INC COM -83 Sold Out 0
BDCA VENTURE INC COM -62 Sold Out 0
CASI PHARMACEUTICALS INC COM -35 Sold Out 0
CIM COML TR CORP COM -98 Sold Out 0
CLAYMORE EXCHANGE TRD FD TR 2 GUGG S&P GBL WTR -526 Sold Out 0
COLDWATER CREEK INC COM NEW Sold Out 0
DELCATH SYS INC COM NEW -15 Sold Out 0
DEUTSCHE MUN INCOME COM -160 Sold Out 0
EASTERN VA BANKSHARES INC COM -61 Sold Out 0
EATON VANCE TX MGD DIV EQ INCM COM -123 Sold Out 0
GAMCO GLOBAL GOLD NAT RES & IN COM SH BEN INT -98 Sold Out 0
GENCO SHIPPING & TRADING LTD WT EXP 070921 -21 Sold Out 0
GLOBAL GEOPHYSICAL SVCS INC COM -2 Sold Out 0
HOLLY ENERGY PARTNERS L P COM UT LTD PTN -1,075 Sold Out 0
HOPFED BANCORP INC COM -116 Sold Out 0
ISHARES MSCI CH CAP ETF -2,088 Sold Out 0
ISHARES MSCI ACWI US ETF -884 Sold Out 0
ISHARES MSCI KLD400 SOC -6,655 Sold Out 0