NORTHERN TRUST CORP Information

50 S LASALLE ST, CHICAGO, Illinois, 60603, (312) 630-6000

Report Date: 06/30/2014

Position Statistics

Total Positions 4,268
New Positions 139
Increased Positions 1,356
Decreased Positions 2,750
Positions with Activity 4,106
Sold Out Positions 48
Total Mkt Value (in $ millions) 327,605

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.17%
Capital Goods 4.25%
Conglomerates 0.15%
Consumer Cyclical 3.75%
Consumer/Non-Cyclical 6.81%
Energy 8.76%
Financial 18.41%
Healthcare 10.49%
Services 17.95%
Technology 17.07%
Transportation 2.2%
Utilities 3.15%

48 Sold Out Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
58 COM INC SPON ADR REP A -519 Sold Out 0
ACCRETIVE HEALTH INC COM -7,106 Sold Out 0
AURICO GOLD INC COM -94 Sold Out 0
BDCA VENTURE INC COM -74 Sold Out 0
CASI PHARMACEUTICALS INC COM -37 Sold Out 0
CIM COML TR CORP COM -103 Sold Out 0
CLAYMORE EXCHANGE TRD FD TR 2 GUGG S&P GBL WTR -561 Sold Out 0
COLDWATER CREEK INC COM NEW Sold Out 0
DELCATH SYS INC COM NEW -18 Sold Out 0
DEUTSCHE MUN INCOME COM -159 Sold Out 0
EASTERN VA BANKSHARES INC COM -62 Sold Out 0
EATON VANCE TX MGD DIV EQ INCM COM -129 Sold Out 0
GAMCO GLOBAL GOLD NAT RES & IN COM SH BEN INT -117 Sold Out 0
GENCO SHIPPING & TRADING LTD WT EXP 070921 -58 Sold Out 0
GLOBAL GEOPHYSICAL SVCS INC COM -5 Sold Out 0
HOLLY ENERGY PARTNERS L P COM UT LTD PTN -1,093 Sold Out 0
HOPFED BANCORP INC COM -121 Sold Out 0
ISHARES MSCI ACWI US ETF -959 Sold Out 0
ISHARES MSCI CH CAP ETF -2,189 Sold Out 0
ISHARES MSCI KLD400 SOC -6,899 Sold Out 0