NORTHERN TRUST CORP Information

50 S LASALLE ST, CHICAGO, Illinois, 60603, (312) 630-6000

Report Date: 09/30/2014

Position Statistics

Total Positions 4,381
New Positions 195
Increased Positions 2,345
Decreased Positions 1,909
Positions with Activity 4,254
Sold Out Positions 102
Total Mkt Value (in $ millions) 334,547

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.8%
Capital Goods 4.13%
Conglomerates 0.17%
Consumer Cyclical 3.86%
Consumer/Non-Cyclical 7.02%
Energy 6.54%
Financial 18.15%
Healthcare 11.49%
Services 18.81%
Technology 17.24%
Transportation 2.36%
Utilities 3.39%

102 Sold Out Positions as of 09/30/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ADMINISTRADORA FONDOS PENSIONE SPONSORED ADR -884 Sold Out 0
ADVISORSHARES TR RANGER EQUITY BE -117 Sold Out 0
ALERE INC PERP PFD CONV SE -2,491 Sold Out 0
ARGOS THERAPEUTICS INC COM -309 Sold Out 0
ASCENT SOLAR TECHNOLOGIES INC COM NEW -3 Sold Out 0
ASSEMBLY BIOSCIENCES INC COM -56 Sold Out 0
ASTERIAS BIOTHERAPEUTICS INC COM SER A -306 Sold Out 0
BACTERIN INTL HLDGS INC COM NEW -11 Sold Out 0
BARCLAYS BANK PLC ETN DJUBS GRNS37 -280 Sold Out 0
BEAR ST FINL INC COM -343 Sold Out 0
BIND THERAPEUTICS INC COM -371 Sold Out 0
BIOTIME INC WT EXP 100118 -92 Sold Out 0
BLACKROCK MUNIVEST FD INC COM -137 Sold Out 0
BLUE CAP REINS HLDGS LTD COM -952 Sold Out 0
CAPITALA FIN CORP COM -574 Sold Out 0
CENTRUS ENERGY CORP CL A -80 Sold Out 0
CHEMBIO DIAGNOSTICS INC COM NEW -59 Sold Out 0
CHEMUNG FINL CORP COM -837 Sold Out 0
COCA-COLA HBC AG ADR -14,003 Sold Out 0
CROSS TIMBERS RTY TR TR UNIT -154 Sold Out 0