NORTHERN TRUST CORP Information

50 S LASALLE ST, CHICAGO, Illinois, 60603, (312) 630-6000

Report Date: 09/30/2014

Position Statistics

Total Positions 4,400
New Positions 192
Increased Positions 2,352
Decreased Positions 1,921
Positions with Activity 4,273
Sold Out Positions 102
Total Mkt Value (in $ millions) 336,759

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.99%
Capital Goods 4.21%
Conglomerates 0.18%
Consumer Cyclical 3.89%
Consumer/Non-Cyclical 6.89%
Energy 7.52%
Financial 18.49%
Healthcare 11.01%
Services 18.08%
Technology 17.12%
Transportation 2.35%
Utilities 3.18%

102 Sold Out Positions as of 09/30/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
COCA-COLA HBC AG ADR -19,115 Sold Out 0
MELCO CROWN ENTMT LTD ADR -1,622 Sold Out 0
YINGLI GREEN ENERGY HLDG CO LT ADR -31 Sold Out 0
CENTRUS ENERGY CORP CL A -106 Sold Out 0
FIDELITY NATIONAL FINANCIAL IN CL A -67,372 Sold Out 0
KIOR INC CL A -5 Sold Out 0
ARGOS THERAPEUTICS INC COM -340 Sold Out 0
ASSEMBLY BIOSCIENCES INC COM -56 Sold Out 0
BEAR ST FINL INC COM -286 Sold Out 0
BIND THERAPEUTICS INC COM -401 Sold Out 0
BLACKROCK MUNIVEST FD INC COM -129 Sold Out 0
BLUE CAP REINS HLDGS LTD COM -929 Sold Out 0
CAPITALA FIN CORP COM -584 Sold Out 0
CHEMUNG FINL CORP COM -857 Sold Out 0
DEUTSCHE STRATEGIC MUN INCOME COM -172 Sold Out 0
DIVERSIFIED RSTRNT HLDGS INC COM -472 Sold Out 0
EAGLE PHARMACEUTICALS INC COM -387 Sold Out 0
EPIRUS BIOPHARMACEUTICALS INC COM -21 Sold Out 0
EVRYWARE GLOBAL INC COM -84 Sold Out 0
FAB UNVL CORP COM -13 Sold Out 0