NORTHERN TRUST CORP Information

50 S LASALLE ST, CHICAGO, Illinois, 60603, (312) 630-6000

Report Date: 06/30/2014

Position Statistics

Total Positions 4,264
New Positions 139
Increased Positions 1,355
Decreased Positions 2,747
Positions with Activity 4,102
Sold Out Positions 48
Total Mkt Value (in $ millions) 329,058

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.12%
Capital Goods 4.22%
Conglomerates 0.15%
Consumer Cyclical 3.7%
Consumer/Non-Cyclical 6.84%
Energy 8.42%
Financial 18.67%
Healthcare 10.77%
Services 17.84%
Technology 17.09%
Transportation 2.25%
Utilities 3.13%

48 Sold Out Positions as of 06/30/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ISHARES TR 20+ YR TR BD ETF -1,147 Sold Out 0
TECUMSEH PRODS CO CL A -1,392 Sold Out 0
NATIONAL RESH CORP CL B -179 Sold Out 0
ACCRETIVE HEALTH INC COM -6,924 Sold Out 0
AURICO GOLD INC COM -78 Sold Out 0
BDCA VENTURE INC COM -63 Sold Out 0
CASI PHARMACEUTICALS INC COM -38 Sold Out 0
CIM COML TR CORP COM -101 Sold Out 0
DEUTSCHE MUN INCOME COM -155 Sold Out 0
EASTERN VA BANKSHARES INC COM -64 Sold Out 0
EATON VANCE TX MGD DIV EQ INCM COM -127 Sold Out 0
GLOBAL GEOPHYSICAL SVCS INC COM -3 Sold Out 0
HOPFED BANCORP INC COM -119 Sold Out 0
KAYNE ANDERSON MDSTM ENERGY FD COM -467 Sold Out 0
KID BRANDS INC COM Sold Out 0
L & L ENERGY INC COM -30 Sold Out 0
NEW GOLD INC CDA COM -3,505 Sold Out 0
NUVEEN EQTY PRM OPPORTUNITYFD COM -178 Sold Out 0
NUVEEN PREM INCOME MUN FD 2 COM -311 Sold Out 0
RAYONIER ADVANCED MATLS INC COM -17,070 Sold Out 0