NORTHERN TRUST CORP Information

50 S LASALLE ST, CHICAGO, Illinois, 60603, (312) 630-6000

Report Date: 06/30/2014

Position Statistics

Total Positions 4,268
New Positions 139
Increased Positions 1,356
Decreased Positions 2,750
Positions with Activity 4,106
Sold Out Positions 48
Total Mkt Value (in $ millions) 329,058

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.15%
Capital Goods 4.23%
Conglomerates 0.15%
Consumer Cyclical 3.73%
Consumer/Non-Cyclical 6.81%
Energy 8.78%
Financial 18.44%
Healthcare 10.58%
Services 17.93%
Technology 17.01%
Transportation 2.19%
Utilities 3.14%

48 Sold Out Positions as of 06/30/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ISHARES TR 20+ YR TR BD ETF -1,184 Sold Out 0
TECUMSEH PRODS CO CL A -1,392 Sold Out 0
NATIONAL RESH CORP CL B -176 Sold Out 0
ACCRETIVE HEALTH INC COM -7,020 Sold Out 0
AURICO GOLD INC COM -97 Sold Out 0
BDCA VENTURE INC COM -72 Sold Out 0
CASI PHARMACEUTICALS INC COM -37 Sold Out 0
CIM COML TR CORP COM -102 Sold Out 0
DEUTSCHE MUN INCOME COM -159 Sold Out 0
EASTERN VA BANKSHARES INC COM -62 Sold Out 0
EATON VANCE TX MGD DIV EQ INCM COM -130 Sold Out 0
GLOBAL GEOPHYSICAL SVCS INC COM -5 Sold Out 0
HOPFED BANCORP INC COM -119 Sold Out 0
KAYNE ANDERSON MDSTM ENERGY FD COM -494 Sold Out 0
KID BRANDS INC COM Sold Out 0
L & L ENERGY INC COM -30 Sold Out 0
NEW GOLD INC CDA COM -3,852 Sold Out 0
NUVEEN EQTY PRM OPPORTUNITYFD COM -181 Sold Out 0
NUVEEN PREM INCOME MUN FD 2 COM -314 Sold Out 0
PYRAMID OIL CO COM -53 Sold Out 0