NORTHERN TRUST CORP Information

50 S LASALLE ST, CHICAGO, Illinois, 60603, (312) 630-6000

Report Date: 06/30/2014

Position Statistics

Total Positions 4,268
New Positions 139
Increased Positions 1,356
Decreased Positions 2,750
Positions with Activity 4,106
Sold Out Positions 48
Total Mkt Value (in $ millions) 329,036

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.15%
Capital Goods 4.24%
Conglomerates 0.15%
Consumer Cyclical 3.73%
Consumer/Non-Cyclical 6.81%
Energy 8.79%
Financial 18.45%
Healthcare 10.59%
Services 17.91%
Technology 17.03%
Transportation 2.19%
Utilities 3.12%

48 Sold Out Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
58 COM INC SPON ADR REP A -518 Sold Out 0
ACCRETIVE HEALTH INC COM -7,080 Sold Out 0
AURICO GOLD INC COM -97 Sold Out 0
BDCA VENTURE INC COM -72 Sold Out 0
CASI PHARMACEUTICALS INC COM -36 Sold Out 0
CIM COML TR CORP COM -106 Sold Out 0
CLAYMORE EXCHANGE TRD FD TR 2 GUGG S&P GBL WTR -560 Sold Out 0
COLDWATER CREEK INC COM NEW Sold Out 0
DELCATH SYS INC COM NEW -20 Sold Out 0
DEUTSCHE MUN INCOME COM -158 Sold Out 0
EASTERN VA BANKSHARES INC COM -62 Sold Out 0
EATON VANCE TX MGD DIV EQ INCM COM -129 Sold Out 0
GAMCO GLOBAL GOLD NAT RES & IN COM SH BEN INT -116 Sold Out 0
GENCO SHIPPING & TRADING LTD WT EXP 070921 -57 Sold Out 0
GLOBAL GEOPHYSICAL SVCS INC COM -5 Sold Out 0
HOLLY ENERGY PARTNERS L P COM UT LTD PTN -1,087 Sold Out 0
HOPFED BANCORP INC COM -119 Sold Out 0
ISHARES MSCI CH CAP ETF -2,165 Sold Out 0
ISHARES MSCI ACWI US ETF -963 Sold Out 0
ISHARES MSCI KLD400 SOC -6,935 Sold Out 0