NORTHERN TRUST CORP Information

50 S LASALLE ST, CHICAGO, Illinois, 60603, (312) 630-6000

Report Date: 06/30/2014

Position Statistics

Total Positions 4,266
New Positions 139
Increased Positions 1,355
Decreased Positions 2,749
Positions with Activity 4,104
Sold Out Positions 48
Total Mkt Value (in $ millions) 326,196

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.11%
Capital Goods 4.22%
Conglomerates 0.15%
Consumer Cyclical 3.74%
Consumer/Non-Cyclical 6.8%
Energy 8.43%
Financial 18.6%
Healthcare 10.69%
Services 17.88%
Technology 17.19%
Transportation 2.24%
Utilities 3.12%

48 Sold Out Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
58 COM INC SPON ADR REP A -437 Sold Out 0
ACCRETIVE HEALTH INC COM -7,097 Sold Out 0
AURICO GOLD INC COM -83 Sold Out 0
BDCA VENTURE INC COM -70 Sold Out 0
CASI PHARMACEUTICALS INC COM -34 Sold Out 0
CIM COML TR CORP COM -113 Sold Out 0
CLAYMORE EXCHANGE TRD FD TR 2 GUGG S&P GBL WTR -548 Sold Out 0
COLDWATER CREEK INC COM NEW Sold Out 0
DELCATH SYS INC COM NEW -21 Sold Out 0
DEUTSCHE MUN INCOME COM -157 Sold Out 0
EASTERN VA BANKSHARES INC COM -62 Sold Out 0
EATON VANCE TX MGD DIV EQ INCM COM -128 Sold Out 0
GAMCO GLOBAL GOLD NAT RES & IN COM SH BEN INT -109 Sold Out 0
GENCO SHIPPING & TRADING LTD WT EXP 070921 -56 Sold Out 0
GLOBAL GEOPHYSICAL SVCS INC COM -3 Sold Out 0
HOLLY ENERGY PARTNERS L P COM UT LTD PTN -1,092 Sold Out 0
HOPFED BANCORP INC COM -119 Sold Out 0
ISHARES MSCI ACWI US ETF -946 Sold Out 0
ISHARES MSCI CH CAP ETF -2,158 Sold Out 0
ISHARES MRG RL ES CP ETF -147 Sold Out 0