NORTHERN TRUST CORP Information

50 S LASALLE ST, CHICAGO, Illinois, 60603, (312) 630-6000

Report Date: 09/30/2014

Position Statistics

Total Positions 4,402
New Positions 192
Increased Positions 2,353
Decreased Positions 1,922
Positions with Activity 4,275
Sold Out Positions 102
Total Mkt Value (in $ millions) 335,016

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.96%
Capital Goods 4.19%
Conglomerates 0.17%
Consumer Cyclical 3.91%
Consumer/Non-Cyclical 6.89%
Energy 7.46%
Financial 18.51%
Healthcare 11.03%
Services 18.11%
Technology 17.15%
Transportation 2.36%
Utilities 3.18%

102 Sold Out Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
FIDELITY NATIONAL FINANCIAL IN CL A -67,372 Sold Out 0
COCA-COLA HBC AG ADR -18,783 Sold Out 0
MAIN STREET CAPITAL CORP COM -10,139 Sold Out 0
SOLAR CAP LTD COM -6,047 Sold Out 0
PENNANTPARK INVT CORP COM -5,121 Sold Out 0
MEDLEY CAP CORP COM -4,453 Sold Out 0
MVC CAPITAL INC COM -3,659 Sold Out 0
THL CR INC COM -3,643 Sold Out 0
TICC CAPITAL CORP COM -3,026 Sold Out 0
ALERE INC PERP PFD CONV SE -2,521 Sold Out 0
MERIDIAN INTERSTAT BANCORP INC COM -2,491 Sold Out 0
MEDALLION FINL CORP COM -1,897 Sold Out 0
SEABRIDGE GOLD INC COM -1,882 Sold Out 0
FIDUS INVT CORP COM -1,833 Sold Out 0
GLADSTONE CAPITAL CORP COM -1,780 Sold Out 0
KCAP FINL INC COM -1,747 Sold Out 0
PENNANTPARK FLOATING RATE CAP COM -1,642 Sold Out 0
FIRSTHAND TECH VALUE FD INC COM -1,618 Sold Out 0
GLADSTONE INVT CORP COM -1,577 Sold Out 0
MELCO CROWN ENTMT LTD ADR -1,561 Sold Out 0