NORTHERN TRUST CORP Information

50 S LASALLE ST, CHICAGO, Illinois, 60603, (312) 630-6000

Report Date: 03/31/2014

Position Statistics

Total Positions 4,196
New Positions 155
Increased Positions 1,825
Decreased Positions 2,216
Positions with Activity 4,041
Sold Out Positions 57
Total Mkt Value (in $ millions) 333,184

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.17%
Capital Goods 4.36%
Conglomerates 0.15%
Consumer Cyclical 3.81%
Consumer/Non-Cyclical 6.63%
Energy 9.04%
Financial 18.26%
Healthcare 10.4%
Services 17.96%
Technology 17.26%
Transportation 2.22%
Utilities 3.1%

57 Sold Out Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PATRIOT NATL BANCORP INC COM -22 Sold Out 0
PERRIGO CO COM -27,966 Sold Out 0
PIMCO CALIF MUN INCOME FD II COM -171 Sold Out 0
PIMCO CALIF MUN INCOME FD III COM -193 Sold Out 0
PIMCO ETF TR TOTL RETN ETF -227 Sold Out 0
POWERSHARES ETF TRUST CLEANTECH PORT -566 Sold Out 0
POWERSHARES ETF TRUST FTSE US1500 SM -256 Sold Out 0
POWERSHARES ETF TRUST II SENIOR LN PORT -416 Sold Out 0
PROSHARES TR PSHS SHORT DOW30 -841 Sold Out 0
PROSHARES TR PSHS SHTRUSS2000 -531 Sold Out 0
RHINO RESOURCE PARTNERS LP COM UNIT REPST -142 Sold Out 0
ROBERTS REALTY INVS COM -20 Sold Out 0
SCHWAB STRATEGIC TR INTL EQTY ETF -636 Sold Out 0
SPDR INDEX SHS FDS S&P INTL ETF -1,026 Sold Out 0
TEMPLETON GLOBAL INCOME FD COM -113 Sold Out 0
VANGUARD BD INDEX FD INC TOTAL BND MRKT -921 Sold Out 0
VANGUARD SCOTTSDALE FDS INT-TERM CORP -1,209 Sold Out 0