NORTHERN TRUST CORP Information

50 S LASALLE ST, CHICAGO, Illinois, 60603, (312) 630-6000

Report Date: 03/31/2014

Position Statistics

Total Positions 4,195
New Positions 155
Increased Positions 1,824
Decreased Positions 2,216
Positions with Activity 4,040
Sold Out Positions 57
Total Mkt Value (in $ millions) 332,090

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.17%
Capital Goods 4.29%
Conglomerates 0.15%
Consumer Cyclical 3.82%
Consumer/Non-Cyclical 6.63%
Energy 9.06%
Financial 18.27%
Healthcare 10.48%
Services 17.94%
Technology 17.25%
Transportation 2.21%
Utilities 3.09%

57 Sold Out Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
DYNASIL CORP AMER COM -119 Sold Out 0
ETFS PRECIOUS METALS BASKET TR PHYS PM BSKT -559 Sold Out 0
FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX -321 Sold Out 0
FIRST TR EXCHANGE TRADED FD II CONSUMR DISCRE -250 Sold Out 0
FIRST TR EXCHANGE TRADED FD II CONSUMR STAPLE -293 Sold Out 0
FIRST TR EXCHANGE TRADED FD II HLTH CARE ALPH -321 Sold Out 0
GLOBAL X FDS GBLX URANIUM NEW -174 Sold Out 0
GSE HLDG INC COM -5 Sold Out 0
HOLLYWOOD MEDIA CORP COM -26 Sold Out 0
INVESCO MUN TR COM -152 Sold Out 0
ISHARES INTL SEL DIV ETF -393 Sold Out 0
ISHARES MSCI BRZ CAP ETF -357 Sold Out 0
ISHARES MSCI HONG KG ETF -305 Sold Out 0
ISHARES TR CHINA LG-CAP ETF -1,074 Sold Out 0
ISHARES TR CORE S&P TTL STK -235 Sold Out 0
ITURAN LOCATION AND CONTROL SHS -257 Sold Out 0
MORGAN STANLEY ASIA PAC FD INC COM -403 Sold Out 0
NUVEEN CR STRATEGIES INCM FD COM SHS -168 Sold Out 0
NUVEEN MUN OPPORTUNITY FD INC COM -658 Sold Out 0
OAKTREE CAP GROUP LLC UNIT CL A -175 Sold Out 0