NORTHERN TRUST CORP Information

50 S LASALLE ST, CHICAGO, Illinois, 60603, (312) 630-6000

Report Date: 06/30/2014

Position Statistics

Total Positions 4,267
New Positions 139
Increased Positions 1,355
Decreased Positions 2,750
Positions with Activity 4,105
Sold Out Positions 48
Total Mkt Value (in $ millions) 329,457

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.15%
Capital Goods 4.22%
Conglomerates 0.15%
Consumer Cyclical 3.72%
Consumer/Non-Cyclical 6.79%
Energy 8.81%
Financial 18.4%
Healthcare 10.59%
Services 17.9%
Technology 17.05%
Transportation 2.18%
Utilities 3.18%

48 Sold Out Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
58 COM INC SPON ADR REP A -462 Sold Out 0
ACCRETIVE HEALTH INC COM -7,011 Sold Out 0
AURICO GOLD INC COM -100 Sold Out 0
BDCA VENTURE INC COM -72 Sold Out 0
CASI PHARMACEUTICALS INC COM -36 Sold Out 0
CIM COML TR CORP COM -104 Sold Out 0
CLAYMORE EXCHANGE TRD FD TR 2 GUGG S&P GBL WTR -558 Sold Out 0
COLDWATER CREEK INC COM NEW Sold Out 0
DELCATH SYS INC COM NEW -20 Sold Out 0
DEUTSCHE MUN INCOME COM -159 Sold Out 0
EASTERN VA BANKSHARES INC COM -62 Sold Out 0
EATON VANCE TX MGD DIV EQ INCM COM -130 Sold Out 0
GAMCO GLOBAL GOLD NAT RES & IN COM SH BEN INT -117 Sold Out 0
GENCO SHIPPING & TRADING LTD WT EXP 070921 -57 Sold Out 0
GLOBAL GEOPHYSICAL SVCS INC COM -4 Sold Out 0
HOLLY ENERGY PARTNERS L P COM UT LTD PTN -1,107 Sold Out 0
HOPFED BANCORP INC COM -118 Sold Out 0
ISHARES MSCI KLD400 SOC -6,944 Sold Out 0
ISHARES MRG RL ES CP ETF -151 Sold Out 0
ISHARES MSCI CH CAP ETF -2,168 Sold Out 0