NORTHERN TRUST CORP Information

50 S LASALLE ST, CHICAGO, Illinois, 60603, (312) 630-6000

Report Date: 03/31/2014

Position Statistics

Total Positions 4,197
New Positions 155
Increased Positions 1,826
Decreased Positions 2,216
Positions with Activity 4,042
Sold Out Positions 57
Total Mkt Value (in $ millions) 332,330

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.19%
Capital Goods 4.35%
Conglomerates 0.15%
Consumer Cyclical 3.82%
Consumer/Non-Cyclical 6.7%
Energy 8.98%
Financial 18.3%
Healthcare 10.39%
Services 18%
Technology 17.16%
Transportation 2.21%
Utilities 3.11%

57 Sold Out Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ABERDEEN GLOBAL INCOME FD INC COM -173 Sold Out 0
ADVANTEST CORP SPON ADR NEW -158 Sold Out 0
ALLIED HEALTHCARE PRODS INC COM -24 Sold Out 0
AMERICAN EAGLE ENERGY CORP COM NEW -68 Sold Out 0
AMERICAN INTL GROUP INC WT EXP 011921 -2,844 Sold Out 0
ARCA BIOPHARMA INC COM NEW -45 Sold Out 0
AVID TECHNOLOGY INC COM -3,400 Sold Out 0
BANK OF AMERICA CORPORATION 7.25%CNV PFD L -7,223 Sold Out 0
BLACKROCK MUN TARGET TERM TR COM SHS BEN IN -229 Sold Out 0
BLACKROCK MUNIVEST FD INC COM -103 Sold Out 0
BOARDWALK PIPELINE PARTNERS LP UT LTD PARTNER -2,229 Sold Out 0
CALAMOS STRATEGIC TOTL RETN FD COM SH BEN INT -260 Sold Out 0
CENTRAL FD CDA LTD CL A -143 Sold Out 0
CLEARBRIDGE ENERGY MLP FD INC COM -275 Sold Out 0
CLEARBRIDGE ENERGY MLP TR FD COM -278 Sold Out 0
CONTRAVIR PHARMACEUTICALS INC COM -153 Sold Out 0
CURRENCYSHARES AUSTRALIAN DLR AUSTRALIAN DOL -316 Sold Out 0
CUSHING MLP TOTAL RETURN FD COM SHS -109 Sold Out 0
DARA BIOSCIENCES INC COM PAR $ -8 Sold Out 0
DOLAN CO COM -4 Sold Out 0


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