NORTHERN TRUST CORP Information

50 S LASALLE ST, CHICAGO, Illinois, 60603, (312) 630-6000

Report Date: 06/30/2014

Position Statistics

Total Positions 4,264
New Positions 139
Increased Positions 1,355
Decreased Positions 2,747
Positions with Activity 4,102
Sold Out Positions 48
Total Mkt Value (in $ millions) 329,058

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.12%
Capital Goods 4.22%
Conglomerates 0.15%
Consumer Cyclical 3.7%
Consumer/Non-Cyclical 6.84%
Energy 8.42%
Financial 18.67%
Healthcare 10.77%
Services 17.84%
Technology 17.09%
Transportation 2.25%
Utilities 3.13%

139 New Positions as of 06/30/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
22ND CENTY GROUP INC COM 287 287 New 105,956
2U INC COM 474 474 New 30,846
A10 NETWORKS INC COM 366 366 New 36,622
ACTINIUM PHARMACEUTICALS INC COM 238 238 New 37,522
ADAMAS PHARMACEUTICALS INC COM 186 186 New 10,496
ADAMIS PHARMACEUTICALS CORP COM NEW 115 115 New 23,276
ADVISORSHARES TR RANGER EQUITY BE 115 115 New 10,000
AEROHIVE NETWORKS INC COM 247 247 New 29,978
AKEBIA THERAPEUTICS INC COM 454 454 New 20,761
ALDER BIOPHARMACEUTICALS INC COM 393 393 New 31,320
ALLY FINL INC COM 13,420 13,420 New 567,211
AMBER RD INC COM 511 511 New 31,466
AMER RLTY CAP HEALTHCAR TR INC COM 6,962 6,962 New 667,540
AMERICAN EAGLE ENERGY CORP COM NEW 351 351 New 78,777
APPLIED GENETIC TECHNOL CORP COM 208 208 New 12,473
ARC GROUP WORLDWIDE INC COM 129 129 New 6,743
ASPEN AEROGELS INC COM 614 614 New 61,362
ATLAS FINANCIAL HOLDINGS INC SHS NEW 155 155 New 11,000
BIO PATH HOLDINGS INC COM 603 603 New 250,302
BLACKROCK MUNICIPL INC QLTY TR COM 236 236 New 17,190