NORTHERN TRUST CORP Information

50 S LASALLE ST, CHICAGO, Illinois, 60603, (312) 630-6000

Report Date: 03/31/2014

Position Statistics

Total Positions 4,196
New Positions 155
Increased Positions 1,825
Decreased Positions 2,216
Positions with Activity 4,041
Sold Out Positions 57
Total Mkt Value (in $ millions) 330,706

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.18%
Capital Goods 4.34%
Conglomerates 0.15%
Consumer Cyclical 3.86%
Consumer/Non-Cyclical 6.76%
Energy 9.04%
Financial 18.22%
Healthcare 10.5%
Services 17.97%
Technology 16.99%
Transportation 2.19%
Utilities 3.15%

155 New Positions as of 03/31/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
SOUFUN HLDGS LTD ADR 2,480 2,480 New 246,315
CHANGYOU COM LTD ADS REP CL A 321 321 New 12,400
CATCHMARK TIMBER TR INC CL A 499 499 New 41,618
EP ENERGY CORP CL A 2,048 2,048 New 94,747
LADDER CAP CORP CL A 2,378 2,378 New 126,027
NMI HLDGS INC CL A 3,823 3,823 New 371,133
STARRETT L S CO CL A 221 221 New 14,113
AMC ENTMT HLDGS INC CL A COM 2,288 2,288 New 98,011
LIGHTPATH TECHNOLOGIES INC CL A NEW 13 13 New 10,363
LENNAR CORP CL B 1,850 1,850 New 54,259
NATIONAL RESH CORP CL B 184 184 New 4,659
ACHAOGEN INC COM 126 126 New 10,303
ARGOS THERAPEUTICS INC COM 118 118 New 17,233
ATOSSA GENETICS INC COM 32 32 New 19,682
AUSPEX PHARMACEUTICALS INC COM 642 642 New 32,365
BDCA VENTURE INC COM 76 76 New 13,051
CARA THERAPEUTICS INC COM 283 283 New 20,222
CARE COM INC COM 268 268 New 23,971
CASTLE BRANDS INC COM 43 43 New 51,237
CELLADON CORP COM 352 352 New 24,376