NORTHERN TRUST CORP Information

50 S LASALLE ST, CHICAGO, Illinois, 60603, (312) 630-6000

Report Date: 12/31/2015

Position Statistics

Total Positions 4,275
New Positions 99
Increased Positions 1,947
Decreased Positions 1,936
Positions with Activity 3,883
Sold Out Positions 76
Total Mkt Value (in $ millions) 306,244

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.23%
Capital Goods 3.9%
Conglomerates 0.16%
Consumer Cyclical 4.1%
Consumer/Non-Cyclical 6.96%
Energy 5.73%
Financial 18.96%
Healthcare 10.9%
Services 19.54%
Technology 16.62%
Transportation 2.1%
Utilities 3.27%

99 New Positions as of 12/31/2015

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
500 COM LTD SPON ADR REP A 224 224 New 11,921
8POINT3 ENERGY PARTNERS LP CL A RPT LTDPT 174 174 New 11,039
ACLARIS THERAPEUTICS INC COM 1,056 1,056 New 57,142
AIRMEDIA GROUP INC SPONSORED ADR 68 68 New 12,598
ALEXANDRIA REAL ESTATE EQ INC PFD CONV SER D 237 237 New 7,735
ALLEGIANCE BANCSHARES INC COM 326 326 New 15,482
AMERICAN FARMLAND CO COM 74 74 New 10,672
ANAVEX LIFE SCIENCES CORP COM NEW 268 268 New 49,116
ATLANTIC CAP BANCSHARES INC COM 1,049 1,049 New 73,936
AVINGER INC COM 103 103 New 8,885
BARCLAYS BANK PLC ADS7.75%PFD S4 315 315 New 12,000
BARCLAYS BANK PLC ADR PFD SR 5 293 293 New 11,100
BLACK STONE MINERALS L P COM UNIT 569 569 New 33,993
BLACKROCK DEBT STRAT FD INC COM 62 62 New 17,620
BLACKROCK RES & COMM STRAT TR SHS 108 108 New 14,055
CAESARSTONE SDOT-YAM LTD ORD SHS 1,170 1,170 New 31,598
CATABASIS PHARMACEUTICALS INC COM 171 171 New 38,723
CHEETAH MOBILE INC ADR 197 197 New 13,207
CHEVIOT FINL CORP NEW COM 173 173 New 11,580
CHINA YUCHAI INTL LTD COM 231 231 New 22,525