NORTHERN TRUST CORP Information

50 S LASALLE ST, CHICAGO, Illinois, 60603, (312) 630-6000

Report Date: 03/31/2016

Position Statistics

Total Positions 4,268
New Positions 92
Increased Positions 2,676
Decreased Positions 1,245
Positions with Activity 3,921
Sold Out Positions 87
Total Mkt Value (in $ millions) 295,347

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.11%
Capital Goods 3.88%
Conglomerates 0.16%
Consumer Cyclical 3.89%
Consumer/Non-Cyclical 7.33%
Energy 5.77%
Financial 18.03%
Healthcare 11.2%
Services 19.8%
Technology 16.74%
Transportation 2.02%
Utilities 3.66%

92 New Positions as of 03/31/2016

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
PARAGON OFFSHORE PLC SHS 9 9 New 12,226
THOMPSON CREEK METALS CO INC COM 13 13 New 31,408
PLURISTEM THERAPEUTICS INC COM 19 19 New 15,000
CERULEAN PHARMA INC COM 25 25 New 12,523
ELECTROMED INC COM 40 40 New 10,217
AMARIN CORP PLC SPONS ADR NEW 62 62 New 31,229
ENERGY FOCUS INC COM NEW 63 63 New 11,155
VOYA GLBL EQTY DIV & PREM OPP COM 67 67 New 10,270
HEALTH INS INNOVATIONS INC COM CL A 68 68 New 17,142
BLACKROCK INTL GRWTH & INC TR COM BENE INTER 79 79 New 14,635
NUVEEN CR STRATEGIES INCM FD COM SHS 82 82 New 10,500
OOMA INC COM 85 85 New 10,893
PERSHING GOLD CORP COM NEW 87 87 New 20,720
LIBERTY ALL STAR EQUITY FD SH BEN INT 95 95 New 19,877
FS INVT CORP COM 100 100 New 11,600
GABELLI EQUITY TR INC COM 105 105 New 19,792
CLEARONE INC COM 115 115 New 10,504
TURQUOISE HILL RES LTD COM 121 121 New 38,643
SWISS HELVETIA FD INC COM 122 122 New 12,269
MORGAN STANLEY EM MKTS DM DEBT COM 122 122 New 16,250