NORTHERN TRUST CORP Information

50 S LASALLE ST, CHICAGO, Illinois, 60603, (312) 630-6000

Report Date: 09/30/2014

Position Statistics

Total Positions 4,391
New Positions 193
Increased Positions 2,349
Decreased Positions 1,915
Positions with Activity 4,264
Sold Out Positions 102
Total Mkt Value (in $ millions) 335,776

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.84%
Capital Goods 4.13%
Conglomerates 0.18%
Consumer Cyclical 3.9%
Consumer/Non-Cyclical 6.9%
Energy 6.64%
Financial 18.76%
Healthcare 11.41%
Services 18.36%
Technology 17.25%
Transportation 2.35%
Utilities 3.24%

193 New Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
INTERCLOUD SYS INC COM NEW 53 53 New 17,945
YUMA ENERGY INC COM 52 52 New 19,367
DAKOTA PLAINS HLDGS INC COM 34 34 New 19,336
CREDIT SUISSE ASSET MGMT INCOM COM 33 33 New 10,289
DARA BIOSCIENCES INC COM PAR $ 31 31 New 37,386
CASI PHARMACEUTICALS INC COM 26 26 New 21,183
B2GOLD CORP COM 18 18 New 10,210
GIVAUDAN SA ADR 8 8 New 211
GEA GROUP AG ADR 7 7 New 161
ALLIANZ SE SP ADR 1/10 SH 6 6 New 372
KDDI CORP ADR 6 6 New 362
TOKIO MARINE HOLDINGS INC ADR 6 6 New 175
BANK OF CHINA ADR 6 6 New 418
CRIMSON WINE GROUP LTD COM 5 5 New 580
INFINEON TECHNOLOGIES AG SPONSORED ADR 5 5 New 490
DBS GROUP HLDGS LTD SPONSORED ADR 5 5 New 82
PRYSMIAN SPA ADR 5 5 New 529
SOCIETE GENERALE FRANCE SPONSORED ADR 5 5 New 537
OI S.A. SPONSORED ADR 5 5 New 12,237
BNP PARIBAS SPONSORED ADR 5 5 New 151