NORTHERN TRUST CORP Information

50 S LASALLE ST, CHICAGO, Illinois, 60603, (312) 630-6000

Report Date: 06/30/2014

Position Statistics

Total Positions 4,268
New Positions 139
Increased Positions 1,356
Decreased Positions 2,750
Positions with Activity 4,106
Sold Out Positions 48
Total Mkt Value (in $ millions) 329,036

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.15%
Capital Goods 4.24%
Conglomerates 0.15%
Consumer Cyclical 3.73%
Consumer/Non-Cyclical 6.81%
Energy 8.79%
Financial 18.45%
Healthcare 10.59%
Services 17.91%
Technology 17.03%
Transportation 2.19%
Utilities 3.12%

139 New Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ATLAS FINANCIAL HOLDINGS INC SHS NEW 160 160 New 11,000
VOYA RISK MANAGED NAT RES FD COM 147 147 New 13,231
FS INVT CORP COM 146 146 New 13,955
GULF COAST ULTRA DEEP RTY TR ROYALTY TR UNT 144 144 New 63,290
NYMOX PHARMACEUTICAL CORP COM 137 137 New 27,050
LIQUID HLDGS GROUP INC COM 134 134 New 91,349
FRANKLIN LTD DURATION INC TR COM 131 131 New 10,224
BLACKROCK MUNIVEST FD INC COM 130 130 New 13,374
ARC GROUP WORLDWIDE INC COM 129 129 New 6,743
ADVISORSHARES TR RANGER EQUITY BE 114 114 New 10,000
GLORI ENERGY INC COM 102 102 New 11,779
LEVY ACQUISITION CORP UNIT 1 000018 100 100 New 10,000
DEUTSCHE BK AG RT 97 97 New 50,255
GENERAL FIN CORP DEL COM 92 92 New 10,363
ADAMIS PHARMACEUTICALS CORP COM NEW 90 90 New 23,276
CHEMBIO DIAGNOSTICS INC COM NEW 61 61 New 16,431
ENSERVCO CORP COM 59 59 New 19,432
OXIGENE INC COM PAR$.001 54 54 New 24,717
QUEST RESOURCE HLDG CORP COM 47 47 New 11,917