NORTHERN TRUST CORP Information

50 S LASALLE ST, CHICAGO, Illinois, 60603, (312) 630-6000

Report Date: 06/30/2014

Position Statistics

Total Positions 4,265
New Positions 139
Increased Positions 1,355
Decreased Positions 2,748
Positions with Activity 4,103
Sold Out Positions 48
Total Mkt Value (in $ millions) 323,080

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.12%
Capital Goods 4.19%
Conglomerates 0.15%
Consumer Cyclical 3.66%
Consumer/Non-Cyclical 6.91%
Energy 8.37%
Financial 18.58%
Healthcare 10.87%
Services 17.86%
Technology 17.1%
Transportation 2.25%
Utilities 3.14%

139 New Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ATLAS FINANCIAL HOLDINGS INC SHS NEW 156 156 New 11,000
FS INVT CORP COM 150 150 New 13,955
VOYA RISK MANAGED NAT RES FD COM 140 140 New 13,231
BLACKROCK MUNIVEST FD INC COM 128 128 New 13,374
FRANKLIN LTD DURATION INC TR COM 125 125 New 10,224
GULF COAST ULTRA DEEP RTY TR ROYALTY TR UNT 125 125 New 63,290
LIQUID HLDGS GROUP INC COM 123 123 New 91,349
ADVISORSHARES TR RANGER EQUITY BE 118 118 New 10,000
NYMOX PHARMACEUTICAL CORP COM 116 116 New 27,050
ADAMIS PHARMACEUTICALS CORP COM NEW 110 110 New 23,276
ARC GROUP WORLDWIDE INC COM 109 109 New 6,743
LEVY ACQUISITION CORP UNIT 1 000018 100 100 New 10,000
DEUTSCHE BK AG RT 97 97 New 50,255
GLORI ENERGY INC COM 88 88 New 11,779
GENERAL FIN CORP DEL COM 86 86 New 10,363
ENSERVCO CORP COM 71 71 New 19,432
CHEMBIO DIAGNOSTICS INC COM NEW 60 60 New 16,431
OXIGENE INC COM PAR$.001 53 53 New 24,717
QUEST RESOURCE HLDG CORP COM 19 19 New 11,917