NORTHERN TRUST CORP Information

50 S LASALLE ST, CHICAGO, Illinois, 60603, (312) 630-6000

Report Date: 09/30/2014

Position Statistics

Total Positions 4,376
New Positions 195
Increased Positions 2,345
Decreased Positions 1,904
Positions with Activity 4,249
Sold Out Positions 102
Total Mkt Value (in $ millions) 325,795

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.86%
Capital Goods 4.17%
Conglomerates 0.18%
Consumer Cyclical 3.9%
Consumer/Non-Cyclical 6.96%
Energy 6.6%
Financial 18.07%
Healthcare 11.5%
Services 18.86%
Technology 17.05%
Transportation 2.35%
Utilities 3.41%

195 New Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CHINA FD INC COM 187 187 New 10,000
KROTON EDUCACIONAL S A SPONSORED ADS 165 165 New 38,780
HYUNDAI MTR CO SPON GDR 144A 155 155 New 1,998
SMART & FINAL STORES INC COM 154 154 New 10,286
TRUPANION INC COM 153 153 New 21,529
INDEPENDENCE CONTRACT DRIL INC COM 146 146 New 30,146
NUVEEN S&P 500 BUY-WRITE INC COM 142 142 New 11,103
HOPFED BANCORP INC COM 134 134 New 10,136
CITY OFFICE REIT INC COM 131 131 New 10,256
ACCRETIVE HEALTH INC COM 116 116 New 19,848
ROKA BIOSCIENCE INC COM 110 110 New 27,202
BIOAMBER INC COM 109 109 New 12,677
JASON INDS INC COM 106 106 New 13,161
CAPITAL PRODUCT PARTNERS L P COM UNIT LP 104 104 New 11,300
TRANSPORTADORA DE GAS SUR SPON ADR B 94 94 New 30,161
AGILE THERAPEUTICS INC COM 90 90 New 10,378
SUBSEA 7 S A SPONSORED ADR 83 83 New 9,800
RADIANT LOGISTICS INC COM 82 82 New 17,124
AEMETIS INC COM NEW 79 79 New 20,364
VERICEL CORP COM 72 72 New 22,788