NORTHERN TRUST CORP Information

50 S LASALLE ST, CHICAGO, Illinois, 60603, (312) 630-6000

Report Date: 12/31/2013

Position Statistics

Total Positions 4,117
New Positions 141
Increased Positions 2,566
Decreased Positions 1,421
Positions with Activity 3,987
Sold Out Positions 63
Total Mkt Value (in $ millions) 313,886

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.21%
Capital Goods 4.56%
Conglomerates 0.17%
Consumer Cyclical 3.89%
Consumer/Non-Cyclical 6.98%
Energy 9.03%
Financial 18.69%
Healthcare 10.29%
Services 17.98%
Technology 16.62%
Transportation 2.14%
Utilities 3.26%

141 New Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PETROLEUM & RES CORP COM 287 287 New 10,000
FIRST TR EXCHANGE TRADED FD II CONSUMR STAPLE 270 270 New 7,392
CBS CORP (CLASS B) CL A 269 269 New 4,439
BLACKROCK MUNIHLDS INVSTM QLTY COM 264 264 New 19,687
CLEARBRIDGE ENERGY MLP TR FD COM 258 258 New 11,692
ANI PHARMACEUTICALS INC COM 257 257 New 10,067
CLEARBRIDGE ENERGY MLP FD INC COM 254 254 New 9,296
ITURAN LOCATION AND CONTROL SHS 252 252 New 10,755
CALAMOS STRATEGIC TOTL RETN FD COM SH BEN INT 246 246 New 21,904
FIRST TR EXCHANGE TRADED FD II CONSUMR DISCRE 237 237 New 7,597
ISHARES MRG RL ES CP ETF 232 232 New 18,948
BLACKROCK MUN TARGET TERM TR COM SHS BEN IN 228 228 New 11,690
ISHARES CORE S&P TTL STK 222 222 New 2,602
CANCER GENETICS INC COM 215 215 New 13,998
UNITED INS HLDGS CORP COM 211 211 New 14,853
ISHARES EUROPE ETF 206 206 New 4,250
RYDEX ETF TRUST GUG S&P MC400 PG 203 203 New 1,710
WISDOMTREE TR SMLCAP EARN FD 201 201 New 2,500
NUVEEN CALIF MUNICPAL VALU FD2 COM 198 198 New 12,600
OAKTREE CAP GROUP LLC UNIT CL A 191 191 New 3,500