NORTHERN TRUST CORP Information

50 S LASALLE ST, CHICAGO, Illinois, 60603, (312) 630-6000

Report Date: 12/31/2013

Position Statistics

Total Positions 4,117
New Positions 141
Increased Positions 2,566
Decreased Positions 1,421
Positions with Activity 3,987
Sold Out Positions 63
Total Mkt Value (in $ millions) 313,886

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.21%
Capital Goods 4.56%
Conglomerates 0.17%
Consumer Cyclical 3.89%
Consumer/Non-Cyclical 6.98%
Energy 9.03%
Financial 18.69%
Healthcare 10.29%
Services 17.98%
Technology 16.62%
Transportation 2.14%
Utilities 3.26%

141 New Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PROSHARES TR PSHS SHTRUSS2000 547 547 New 32,200
HILTON WORLDWIDE HLDGS INC COM 544 544 New 24,989
ETFS PRECIOUS METALS BASKET TR PHYS PM BSKT 542 542 New 7,809
QUMU CORP COM 476 476 New 32,806
RCS CAP CORP COM CL A 471 471 New 13,769
QIWI PLC SPON ADR REP B 466 466 New 13,716
VANGUARD INDEX FDS EXTEND MKT ETF 454 454 New 5,474
CONATUS PHARMACEUTICALS INC COM 450 450 New 74,489
BRASKEM S A SP ADR PFD A 438 438 New 30,179
VIOLIN MEMORY INC COM 424 424 New 111,361
BABSON CAP CORPORATE INVS COM 416 416 New 27,572
BROOKFIELD OFFICE PPTYS INC COM 357 357 New 17,991
PAN AMERICAN SILVER CORP COM 352 352 New 27,400
ISHARES TR HIGH DIVIDND ETF 322 322 New 4,427
CURRENCYSHARES AUSTRALIAN DLR AUSTRALIAN DOL 314 314 New 3,360
CUBIST PHARMACEUTICALS INC CONT VAL RT 13 312 312 New 494,799
FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH 311 311 New 4,289
FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 308 308 New 5,410
ISHARES MSCI HONG KG ETF 295 295 New 14,080
FIRST TR EXCHANGE TRADED FD II HLTH CARE ALPH 287 287 New 5,935