NORTHERN TRUST CORP Information

50 S LASALLE ST, CHICAGO, Illinois, 60603, (312) 630-6000

Report Date: 03/31/2014

Position Statistics

Total Positions 4,196
New Positions 155
Increased Positions 1,826
Decreased Positions 2,215
Positions with Activity 4,041
Sold Out Positions 57
Total Mkt Value (in $ millions) 330,989

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.18%
Capital Goods 4.35%
Conglomerates 0.15%
Consumer Cyclical 3.86%
Consumer/Non-Cyclical 6.75%
Energy 8.96%
Financial 18.25%
Healthcare 10.51%
Services 18%
Technology 17.03%
Transportation 2.19%
Utilities 3.13%

155 New Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PERMIAN BASIN RTY TR UNIT BEN INT 749 749 New 53,198
AUSPEX PHARMACEUTICALS INC COM 648 648 New 32,365
NOVADAQ TECHNOLOGIES INC COM 641 641 New 38,398
XENCOR INC COM 604 604 New 56,627
ISHARES MSCI SZ CAP ETF 588 588 New 17,374
PROSHARES TR PSHS SHORT QQQ 584 584 New 35,500
E-COMMERCE CHINA DANGDANG INC SPN ADS COM A 580 580 New 46,999
INOGEN INC COM 558 558 New 27,932
58 COM INC SPON ADR REP A 555 555 New 11,100
SABINE ROYALTY TR UNIT BEN INT 523 523 New 9,015
VARONIS SYS INC COM 521 521 New 21,123
CATCHMARK TIMBER TR INC CL A 499 499 New 41,618
ELEVEN BIOTHERAPEUTICS INC COM 496 496 New 37,695
KINDRED BIOSCIENCES INC COM 488 488 New 30,451
MARKET VECTORS ETF TR OIL SVCS ETF 487 487 New 8,691
SILVER STD RES INC COM 486 486 New 52,936
WISDOMTREE TR EARNING 500 FD 483 483 New 7,053
GENOCEA BIOSCIENCES INC COM 483 483 New 32,478
RING ENERGY INC COM 483 483 New 25,989
RETROPHIN INC COM 481 481 New 43,915