NORTHERN TRUST CORP Information

50 S LASALLE ST, CHICAGO, Illinois, 60603, (312) 630-6000

Report Date: 12/31/2013

Position Statistics

Total Positions 4,118
New Positions 141
Increased Positions 2,566
Decreased Positions 1,422
Positions with Activity 3,988
Sold Out Positions 63
Total Mkt Value (in $ millions) 313,197

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.2%
Capital Goods 4.54%
Conglomerates 0.17%
Consumer Cyclical 3.88%
Consumer/Non-Cyclical 6.99%
Energy 8.98%
Financial 18.69%
Healthcare 10.29%
Services 17.99%
Technology 16.66%
Transportation 2.13%
Utilities 3.29%

2,566 INCREASED Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
OVERLAND STORAGE INC COM NO PAR 13 3 27.39 3,660
INUVO INC COM NEW 18 3 22.47 27,254
PATRIOT NATL BANCORP INC COM 19 19 New 14,608
GSE HLDG INC COM 28 .09 108,389
LIPOSCIENCE INC COM 35 35 New 11,434
VENTRUS BIOSCIENCES INC COM 35 8 29.73 33,028
CEL SCI CORP COM PAR $0.01 39 39 New 30,298
NET ELEMENT INC COM 41 1 2.79 15,640
ARCA BIOPHARMA INC COM NEW 51 51 New 31,583
AU OPTRONICS CORP SPONSORED ADR 51 51 New 13,256
ALPHA PRO TECH LTD COM 51 1 2.02 25,505
AUTHENTIDATE HLDG CORP COM NEW 52 5 11.89 52,069
CROSSROADS SYS INC COM NEW 54 54 New 25,004
ZALICUS INC COM NEW 54 8 17.53 40,326
NOVABAY PHARMACEUTICALS INC COM 59 7 14.33 59,144
UTSTARCOM HOLDINGS CORP SHS NEW 62 2 3.86 21,526
VERSAR INC COM 64 .24 16,401
NAVIOS MARITIME ACQUIS CORP SHS 67 67 New 18,945
SYNACOR INC COM 68 8 12.53 26,934
OPEXA THERAPEUTICS INC COM NEW 68 13 23.66 45,117