NORTHERN TRUST CORP Information

50 S LASALLE ST, CHICAGO, Illinois, 60603, (312) 630-6000

Report Date: 03/31/2013

Position Statistics:

Total Positions 4,025
New Positions 67
Increased Positions 2,206
Decreased Positions 1,546
Positions with Activity 3,752
Sold Out Positions 57
Total Mkt Value
(in $ millions)
279,321

Sector Weighting

Basic Materials 4.19%
Capital Goods 4.28%
Conglomerates 0.18%
Consumer Cyclical 3.67%
Consumer/Non-Cyclical 7.43%
Energy 9%
Financial 19.11%
Healthcare 10.2%
Services 18.92%
Technology 16.23%
Transportation 2.08%
Utilities 3.28%

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

2,206 INCREASED Positions as of 03/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
OPEXA THERAPEUTICS INC COM NEW 19 19 New 11,218
ECHO THERAPEUTICS INC COM NEW 16 3 21.71 5,949
VENAXIS INC COM 15 15 New 11,506
GENVEC INC COM NEW 11 2 21.95 25,997
PURE BIOSCIENCE INC COM NEW 6 6 New 18,409
GMX RES INC COM NEW 3 13.38 14,777

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