NORTHERN TRUST CORP Information

50 S LASALLE ST, CHICAGO, Illinois, 60603, (312) 630-6000

Report Date: 09/30/2014

Position Statistics

Total Positions 4,376
New Positions 195
Increased Positions 2,345
Decreased Positions 1,904
Positions with Activity 4,249
Sold Out Positions 102
Total Mkt Value (in $ millions) 325,795

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.86%
Capital Goods 4.17%
Conglomerates 0.18%
Consumer Cyclical 3.9%
Consumer/Non-Cyclical 6.96%
Energy 6.6%
Financial 18.07%
Healthcare 11.5%
Services 18.86%
Technology 17.05%
Transportation 2.35%
Utilities 3.41%

2,345 INCREASED Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CHINA FD INC COM 187 187 New 10,000
TURTLE BEACH CORP COM 183 124 208.47 82,573
FS INVT CORP COM 183 53 40.89 19,661
BAYTEX ENERGY CORP COM 182 17 10.16 11,647
CAPE BANCORP INC COM 179 1 .61 20,780
DATAWATCH CORP COM NEW 176 3 1.75 29,962
SI FINL GROUP INC MD COM 175 1 .84 15,937
ITERIS INC COM 175 2 1.37 97,433
HF FINL CORP COM 175 8 4.90 12,037
QUEST RESOURCE HLDG CORP COM 174 159 1,065.19 138,856
NAPCO SEC TECHNOLOGIES INC COM 170 1 .86 34,169
KROTON EDUCACIONAL S A SPONSORED ADS 165 165 New 38,780
AMERICAN EAGLE ENERGY CORP COM NEW 163 121 293.02 309,608
BANK SOUTH CAROLINA CORP COM 161 3 1.70 10,837
CLEARSIGN COMBUSTION CORP COM 159 4 2.86 27,414
MATTERSIGHT CORP COM 158 1 .47 28,394
ORION ENERGY SYSTEMS INC COM 157 .29 34,650
HYUNDAI MTR CO SPON GDR 144A 155 155 New 1,998
SMART & FINAL STORES INC COM 154 154 New 10,286
ALLIANCEBERNSTEIN INCOME FUND COM 154 9 6.23 20,290