NORTHERN TRUST CORP Information

50 S LASALLE ST, CHICAGO, Illinois, 60603, (312) 630-6000

Report Date: 09/30/2014

Position Statistics

Total Positions 4,379
New Positions 195
Increased Positions 2,345
Decreased Positions 1,907
Positions with Activity 4,252
Sold Out Positions 102
Total Mkt Value (in $ millions) 331,877

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.83%
Capital Goods 4.11%
Conglomerates 0.17%
Consumer Cyclical 3.87%
Consumer/Non-Cyclical 6.98%
Energy 6.69%
Financial 18.17%
Healthcare 11.1%
Services 18.92%
Technology 16.85%
Transportation 2.37%
Utilities 3.42%

4,252 Activity Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
ADMINISTRADORA FONDOS PENSIONE SPONSORED ADR -884 Sold Out 0
ADVISORSHARES TR RANGER EQUITY BE -117 Sold Out 0
ALERE INC PERP PFD CONV SE -2,610 Sold Out 0
ARGOS THERAPEUTICS INC COM -322 Sold Out 0
ASCENT SOLAR TECHNOLOGIES INC COM NEW -4 Sold Out 0
ASSEMBLY BIOSCIENCES INC COM -55 Sold Out 0
ASTERIAS BIOTHERAPEUTICS INC COM SER A -306 Sold Out 0
BACTERIN INTL HLDGS INC COM NEW -12 Sold Out 0
BARCLAYS BANK PLC ETN DJUBS GRNS37 -276 Sold Out 0
BEAR ST FINL INC COM -338 Sold Out 0
BIND THERAPEUTICS INC COM -386 Sold Out 0
BIOTIME INC WT EXP 100118 -110 Sold Out 0
BLACKROCK MUNIVEST FD INC COM -139 Sold Out 0
BLUE CAP REINS HLDGS LTD COM -943 Sold Out 0
CAPITALA FIN CORP COM -573 Sold Out 0
CENTRUS ENERGY CORP CL A -79 Sold Out 0
CHEMBIO DIAGNOSTICS INC COM NEW -59 Sold Out 0
CHEMUNG FINL CORP COM -830 Sold Out 0
COCA-COLA HBC AG ADR -13,712 Sold Out 0
CROSS TIMBERS RTY TR TR UNIT -148 Sold Out 0